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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

38 hedge funds and large institutions have $17.7M invested in FalconStor Software Inc in 2014 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $15.6M → $17.7M (+$2.16M)

3% less funds holding

Funds holding: 3938 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$4.5M +$155K +133,850 +4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.65M +$11.2K +9,697 +0.8%
BCM
3
Bourgeon Capital Management
Connecticut
$1.59M -$299K -258,248 -18%
BIT
4
BlackRock Institutional Trust
California
$1.36M -$15K -12,994 -1%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$1.02M -$70.2K -60,602 -7%
TA
6
Teton Advisors
New York
$1.02M -$397 -343 -0%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$864K +$1.19K +1,029 +0.2%
GI
8
GAMCO Investors
Connecticut
$777K -$2.32K -2,000 -0.3%
PTC
9
Peak Ten Capital
New York
$710K +$614K +530,074 New
GF
10
Gabelli Funds
New York
$677K
PCM
11
Potomac Capital Management
New York
$649K -$137K -118,215 -20%
BCA
12
Benchmark Capital Advisors
New York
$566K +$6.6K +5,700 +1%
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$396K
HIM
14
Herald Investment Management
United Kingdom
$393K
Jacobs Levy Equity Management
15
Jacobs Levy Equity Management
New Jersey
$226K -$3.13K -2,700 -2%
CPA
16
Cowen Prime Advisors
New York
$222K +$2.9K +2,500 +2%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$198K +$587 +507 +0.3%
BCM
18
Bridgeway Capital Management
Texas
$181K +$40.5K +35,000 +35%
IAM
19
Iridian Asset Management
Connecticut
$159K -$54.2K -46,830 -28%
First Manhattan
20
First Manhattan
New York
$142K
BFA
21
BlackRock Fund Advisors
California
$131K +$8.09K +6,984 +8%
Northern Trust
22
Northern Trust
Illinois
$113K -$14 -12 -0%
SIM
23
Spark Investment Management
New York
$37K +$13.3K +11,500 +69%
State Street
24
State Street
Massachusetts
$27K -$2.43K -2,100 -9%
Bank of America
25
Bank of America
North Carolina
$25K

FALC Hedge Fund Activity: Q4 2014 in Review

38 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q4 2014, worth a combined $17.7M — up 14% from $15.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FALC and 3 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 10 added.

The largest buyer was Nantahala Capital Management, adding an estimated $155K. The largest seller was Brightfield Capital Management, exiting entirely with an estimated $575K sold.

  • 38 institutional investors held FalconStor Software Inc (FALC) as of Q4 2014, down from 39 in Q3 2014.
  • Funds reported $17.7M of FalconStor Software Inc stock for Q4 2014, up 14% quarter-over-quarter.
  • 3 funds opened new FalconStor Software Inc positions in Q4 2014 and 4 closed out, a net change of -1 holder.
  • The largest FalconStor Software Inc buyer in Q4 2014 was Nantahala Capital Management, an estimated $155K added.
  • The largest FalconStor Software Inc seller in Q4 2014 was Brightfield Capital Management, an estimated $575K sold.

Based on aggregated 13F filings for Q4 2014.