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FALC

FalconStor Software Inc
FALC

Delisted

FALC was delisted on the 22nd of September, 2017.

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34 hedge funds and large institutions have $11.8M invested in FalconStor Software Inc in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 33 → 34 (+1)

18% less capital invested

Capital invested by funds: $14.4M → $11.8M (-$2.56M)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
34
Holders Change
+1
Holders Change %
+3.03%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BCM
Bourgeon Capital Management
Connecticut
+$103K
2
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$74.7K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$32.8K
4
SIM
Spark Investment Management
New York
+$28.9K
5
First Manhattan
First Manhattan
New York
+$6.27K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$2.43M
2
BCA
Benchmark Capital Advisors
New York
-$83.6K
3
Vanguard Group
Vanguard Group
Pennsylvania
-$59.7K
4
TA
Teton Advisors
New York
-$31.4K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$26.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$3.53M -$732 -700 -0%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.57M -$59.7K -57,120 -4%
BIT
3
BlackRock Institutional Trust
California
$1.05M – – –
BCM
4
Bourgeon Capital Management
Connecticut
$875K +$103K +98,038 +13%
TA
5
Teton Advisors
New York
$801K -$31.4K -30,000 -4%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$666K -$26.8K -25,642 -4%
GI
7
GAMCO Investors
Connecticut
$588K +$5.23K +5,000 +0.9%
GF
8
Gabelli Funds
New York
$489K – – –
HIM
9
Herald Investment Management
United Kingdom
$412K – – –
BCM
10
Bridgeway Capital Management
Texas
$388K -$25.1K -24,002 -6%
California Public Employees Retirement System
11
California Public Employees Retirement System
California
$282K – – –
BCA
12
Benchmark Capital Advisors
New York
$231K -$83.6K -80,000 -26%
CPA
13
Cowen Prime Advisors
New York
$177K – – –
Geode Capital Management
14
Geode Capital Management
Massachusetts
$155K +$177 +169 +0.1%
First Manhattan
15
First Manhattan
New York
$133K +$6.27K +6,000 +5%
BFA
16
BlackRock Fund Advisors
California
$100K -$94 -90 -0.1%
Jacobs Levy Equity Management
17
Jacobs Levy Equity Management
New Jersey
$74K +$74.7K +71,406 New
Northern Trust
18
Northern Trust
Illinois
$69K – – –
Bank of New York Mellon
19
Bank of New York Mellon
New York
$51K -$8.63K -8,256 -14%
RJA
20
Raymond James & Associates
Florida
$36K – – –
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$33K +$32.8K +31,390 New
SIM
22
Spark Investment Management
New York
$28K +$28.9K +27,600 New
State Street
23
State Street
Massachusetts
$22K – – –
TRCT
24
Tower Research Capital (TRC)
New York
$22K +$5.23K +5,006 +31%
Bank of America
25
Bank of America
North Carolina
$18K +$832 +796 +5%
1
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FALC Hedge Fund Activity: Q3 2016 in Review

34 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FalconStor Software Inc (FALC) for Q3 2016, worth a combined $11.8M — down 18% from $14.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FALC positions and 5 closed out — a net gain of 1 holder — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Bourgeon Capital Management, adding an estimated $103K. The largest seller was Stifel Financial, exiting entirely with an estimated $2.43M sold.

  • 34 institutional investors held FalconStor Software Inc (FALC) as of Q3 2016, up from 33 in Q2 2016.
  • Funds reported $11.8M of FalconStor Software Inc stock for Q3 2016, down 18% quarter-over-quarter.
  • 6 funds opened new FalconStor Software Inc positions in Q3 2016 and 5 closed out, a net change of +1 holder.
  • The largest FalconStor Software Inc buyer in Q3 2016 was Bourgeon Capital Management, an estimated $103K added.
  • The largest FalconStor Software Inc seller in Q3 2016 was Stifel Financial, an estimated $2.43M sold.

Based on aggregated 13F filings for Q3 2016.