Northern Trust
FALC

Northern Trust’s FalconStor Software Inc FALC Stock Holding History

Northern Trust’s Portfolio FALC Stock Details FALC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-70,044
Closed -$18K – 4300
2017
Q2 		$18K Hold
70,044
– – ﹤0.01% 4189
2017
Q1 		$28K Sell
70,044
-130
-0.2% -$68 ﹤0.01% 4125
2016
Q4 		$32K Buy
70,174
+3,491
+5% +$2.42K ﹤0.01% 4058
2016
Q3 		$69K Hold
66,683
– – ﹤0.01% 3958
2016
Q2 		$70K Hold
66,683
– – ﹤0.01% 3960
2016
Q1 		$89K Hold
66,683
– – ﹤0.01% 3933
2015
Q4 		$126K Hold
66,683
– – ﹤0.01% 3888
2015
Q3 		$133K Buy
66,683
+1,487
+2% +$2.5K ﹤0.01% 3861
2015
Q2 		$103K Sell
65,196
-16,485
-20% -$24.9K ﹤0.01% 3943
2015
Q1 		$126K Sell
81,681
-2,400
-3% -$3.5K ﹤0.01% 3992
2014
Q4 		$113K Sell
84,081
-12
-0% -$14 ﹤0.01% 3960
2014
Q3 		$96K Buy
84,093
+106
+0.1% +$149 ﹤0.01% 4030
2014
Q2 		$143K Sell
83,987
-1,061
-1% -$1.68K ﹤0.01% 3933
2014
Q1 		$135K Buy
85,048
+3,248
+4% +$4.96K ﹤0.01% 3882
2013
Q4 		$111K Sell
81,800
-301
-0.4% -$423 ﹤0.01% 3850
2013
Q3 		$108K Sell
82,101
-247,976
-75% -$267K ﹤0.01% 3800
2013
Q2 		$452K Buy
+330,077
New +$553K ﹤0.01% 3480

Other funds holding FALC

TA
Teton Advisors Rye, New York $142M AUM 42.07% 1-Year Est. Return
HIM
Herald Investment Management London, United Kingdom $737M AUM 158.15% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
CPA
Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return

Northern Trust's FALC Position: Q3 2017 in Review

Northern Trust sold out of FalconStor Software Inc (FALC) in Q3 2017, closing a stake of 70,044 shares — an estimated $18K sold.

Northern Trust first reported a position in FALC in Q2 2013 and held it in 17 quarters. The position peaked at $452K in Q2 2013. 7 funds tracked by Wall St. Rank hold FALC as of Q3 2017.

  • Northern Trust reported no remaining FalconStor Software Inc position as of Q3 2017 after selling out during the quarter.
  • Northern Trust sold 70,044 FalconStor Software Inc shares in Q3 2017, an estimated $18K.
  • Northern Trust first reported a position in FalconStor Software Inc in Q2 2013 and held it in 17 quarters.
  • Northern Trust's FalconStor Software Inc position peaked at $452K in Q2 2013.
  • 7 funds tracked by Wall St. Rank held FalconStor Software Inc as of Q3 2017.

Based on Northern Trust's 13F filing for Q3 2017, filed 13 Nov 2017.