Guggenheim Capital’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

Guggenheim Capital’s Portfolio CRDC Stock Details CRDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,767	Closed	-$3K	–	3062
2015 Q4	$3K	Hold	1,767	–	–	﹤0.01%	2979
2015 Q3	$5K	Buy	1,767 +221	+14%	+$882	﹤0.01%	2945
2015 Q2	$8K	Hold	1,546	–	–	﹤0.01%	3025
2015 Q1	$10K	Buy	1,546 +193	+14%	+$1.19K	﹤0.01%	3021
2014 Q4	$9K	Buy	+1,353	New	+$11.1K	﹤0.01%	2994
2014 Q3	–	Sell	-1,690	Closed	-$19K	–	3230
2014 Q2	$19K	Sell	1,690 -169	-9%	-$1.71K	﹤0.01%	3164
2014 Q1	$19K	Buy	1,859 +423	+29%	+$4.84K	﹤0.01%	3235
2013 Q4	$14K	Buy	1,436 +85	+6%	+$944	﹤0.01%	3156
2013 Q3	$18K	Hold	1,351	–	–	﹤0.01%	3025
2013 Q2	$15K	Buy	+1,351	New	+$17K	﹤0.01%	3000

Other funds holding CRDC

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

CCM

Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

ACP

Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

Guggenheim Capital's CRDC Position: Q1 2016 in Review

Guggenheim Capital sold out of CARDICA INC COM NEW (DE) (CRDC) in Q1 2016, closing a stake of 1,767 shares — an estimated $3K sold.

Guggenheim Capital first reported a position in CRDC in Q2 2013 and held it in 10 quarters. The position peaked at $19K in Q2 2014. 26 funds tracked by Wall St. Rank hold CRDC as of Q1 2016.

Guggenheim Capital reported no remaining CARDICA INC COM NEW (DE) position as of Q1 2016 after selling out during the quarter.
Guggenheim Capital sold 1,767 CARDICA INC COM NEW (DE) shares in Q1 2016, an estimated $3K.
Guggenheim Capital first reported a position in CARDICA INC COM NEW (DE) in Q2 2013 and held it in 10 quarters.
Guggenheim Capital's CARDICA INC COM NEW (DE) position peaked at $19K in Q2 2014.
26 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q1 2016.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.