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CRDC

CARDICA INC COM NEW (DE)
CRDC

Delisted

CRDC was delisted on the 21st of June, 2016.

41 hedge funds and large institutions have $15M invested in CARDICA INC COM NEW (DE) in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

8% more funds holding

Funds holding: 3841 (+3)

10% less capital invested

Capital invested by funds: $16.6M → $15M (-$1.58M)

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
7
Closed
5
Calls
$8K
Puts
Net Calls
+$8K
Net Calls Change
+$2K
Name Holding Trade Value Shares
Change
Change in
Stake
Primecap Management
1
Primecap Management
California
$2.57M
WA
2
Wasatch Advisors
Utah
$2.1M
PGCM
3
Prescott Group Capital Management
Oklahoma
$1.97M -$44.3K -3,874 -2%
PCM
4
Perkins Capital Management
Minnesota
$1.53M +$523K +45,765 +43%
UBS AM
5
UBS AM
Illinois
$1.28M +$1.45M +127,077 New
Vanguard Group
6
Vanguard Group
Pennsylvania
$1.15M +$26.1K +2,280 +2%
GPGA
7
Grandeur Peak Global Advisors
Utah
$1.11M +$207K +18,120 +20%
DCM
8
DAFNA Capital Management
California
$1.05M -$11.2K -977 -0.9%
BC
9
Broadfin Capital
New York
$641K -$4.72M -413,232 -87%
AH
10
Allen Holding
New York
$419K
RA
11
Royce & Associates
New York
$171K +$194K +16,960 New
BFA
12
BlackRock Fund Advisors
California
$134K +$77.5K +6,775 +103%
KeyBank National Association
13
KeyBank National Association
Ohio
$115K
Geode Capital Management
14
Geode Capital Management
Massachusetts
$115K +$52.8K +4,616 +68%
VKH
15
Virtu KCG Holdings
New York
$82K +$32.9K +2,876 +54%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$81K
Northern Trust
17
Northern Trust
Illinois
$60K +$19.8K +1,730 +41%
PFO
18
Pathstone Family Office
New Jersey
$57K
U
19
UBS
Switzerland
$40K -$14.8K -1,296 -25%
RCM
20
Rotella Capital Management
Washington
$36K +$41.1K +3,593 New
BCM
21
Bridgeway Capital Management
Texas
$33K
Dimensional Fund Advisors
22
Dimensional Fund Advisors
Texas
$32K -$46.4K -4,060 -56%
TA
23
Teton Advisors
New York
$21K
GC
24
Guggenheim Capital
Illinois
$19K +$4.84K +423 +29%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$18K

CRDC Hedge Fund Activity: Q1 2014 in Review

41 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in CARDICA INC COM NEW (DE) (CRDC) for Q1 2014, worth a combined $15M — down 9.6% from $16.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new CRDC positions and 5 closed out — a net gain of 3 holders — while 11 added to existing stakes and 7 trimmed.

The largest buyer was UBS AM, opening a new position worth an estimated $1.45M. The largest seller was Broadfin Capital, cutting an estimated $4.72M.

  • 41 institutional investors held CARDICA INC COM NEW (DE) (CRDC) as of Q1 2014, up from 38 in Q4 2013.
  • Funds reported $15M of CARDICA INC COM NEW (DE) stock for Q1 2014, down 9.6% quarter-over-quarter.
  • 8 funds opened new CARDICA INC COM NEW (DE) positions in Q1 2014 and 5 closed out, a net change of +3 holders.
  • The largest CARDICA INC COM NEW (DE) buyer in Q1 2014 was UBS AM, an estimated $1.45M added.
  • The largest CARDICA INC COM NEW (DE) seller in Q1 2014 was Broadfin Capital, an estimated $4.72M sold.

Based on aggregated 13F filings for Q1 2014.