Grandeur Peak Global Advisors’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

Grandeur Peak Global Advisors’s Portfolio CRDC Stock Details CRDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-46,470	Closed	-$125K	–	129
2015 Q3	$125K	Hold	46,470	–	–	0.03%	111
2015 Q2	$232K	Sell	46,470 -14,860	-24%	-$66.3K	0.05%	106
2015 Q1	$386K	Hold	61,330	–	–	0.08%	92
2014 Q4	$429K	Hold	61,330	–	–	0.1%	91
2014 Q3	$656K	Sell	61,330 -89,160	-59%	-$1.01M	0.16%	79
2014 Q2	$1.72M	Buy	150,490 +40,000	+36%	+$406K	0.37%	72
2014 Q1	$1.11M	Buy	110,490 +18,120	+20%	+$207K	0.26%	74
2013 Q4	$901K	Buy	92,370 +4,560	+5%	+$50.7K	0.24%	72
2013 Q3	$1.14M	Buy	87,810 +10,830	+14%	+$133K	0.32%	82
2013 Q2	$854K	Buy	+76,980	New	+$968K	0.33%	80

Other funds holding CRDC

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

CCM

Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return

ACP

Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return

AFM

Anson Funds Management Dallas, Texas $2.29B AUM 370.24% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Grandeur Peak Global Advisors's CRDC Position: Q4 2015 in Review

Grandeur Peak Global Advisors sold out of CARDICA INC COM NEW (DE) (CRDC) in Q4 2015, closing a stake of 46,470 shares — an estimated $125K sold.

Grandeur Peak Global Advisors first reported a position in CRDC in Q2 2013 and held it in 10 quarters. The position peaked at $1.72M in Q2 2014. 36 funds tracked by Wall St. Rank hold CRDC as of Q4 2015.

Grandeur Peak Global Advisors reported no remaining CARDICA INC COM NEW (DE) position as of Q4 2015 after selling out during the quarter.
Grandeur Peak Global Advisors sold 46,470 CARDICA INC COM NEW (DE) shares in Q4 2015, an estimated $125K.
Grandeur Peak Global Advisors first reported a position in CARDICA INC COM NEW (DE) in Q2 2013 and held it in 10 quarters.
Grandeur Peak Global Advisors's CARDICA INC COM NEW (DE) position peaked at $1.72M in Q2 2014.
36 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q4 2015.

Based on Grandeur Peak Global Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.