UBS AM
CRDC

UBS AM’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

UBS AM’s Portfolio CRDC Stock Details CRDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-215,209
Closed -$620K – 2744
2015
Q3 		$620K Sell
215,209
-20,507
-9% -$81.9K ﹤0.01% 1916
2015
Q2 		$1.18M Buy
235,716
+18,862
+9% +$84.1K ﹤0.01% 1623
2015
Q1 		$1.36M Buy
216,854
+34,721
+19% +$213K ﹤0.01% 1513
2014
Q4 		$1.27M Buy
182,133
+15,318
+9% +$126K ﹤0.01% 1512
2014
Q3 		$1.78M Buy
166,815
+7,526
+5% +$85.3K ﹤0.01% 1345
2014
Q2 		$1.82M Buy
159,289
+32,212
+25% +$327K ﹤0.01% 1363
2014
Q1 		$1.28M Buy
+127,077
New +$1.45M ﹤0.01% 1481

Other funds holding CRDC

BC
Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return
SM
Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return
CCM
Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return
Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
DCM
DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return
PCM
Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return
ACP
Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return
AFM
Anson Funds Management Dallas, Texas $2.29B AUM 370.24% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

UBS AM's CRDC Position: Q4 2015 in Review

UBS AM sold out of CARDICA INC COM NEW (DE) (CRDC) in Q4 2015, closing a stake of 215,209 shares — an estimated $620K sold.

UBS AM first reported a position in CRDC in Q1 2014 and held it in 7 quarters. The position peaked at $1.82M in Q2 2014. 36 funds tracked by Wall St. Rank hold CRDC as of Q4 2015.

  • UBS AM reported no remaining CARDICA INC COM NEW (DE) position as of Q4 2015 after selling out during the quarter.
  • UBS AM sold 215,209 CARDICA INC COM NEW (DE) shares in Q4 2015, an estimated $620K.
  • UBS AM first reported a position in CARDICA INC COM NEW (DE) in Q1 2014 and held it in 7 quarters.
  • UBS AM's CARDICA INC COM NEW (DE) position peaked at $1.82M in Q2 2014.
  • 36 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q4 2015.

Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.