Guggenheim Capital’s AXIA Energia American Depositary Shares Preferred Class B1 AXIA.PR Stock Holding History

Guggenheim Capital’s Portfolio AXIA.PR Stock Details AXIA.PR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-779	Closed	-$2K	–	2975
2015 Q2	$2K	Sell	779 -183	-19%	-$526	﹤0.01%	3038
2015 Q1	$2K	Sell	962 -71	-7%	-$170	﹤0.01%	3030
2014 Q4	$3K	Sell	1,033 -100	-9%	-$332	﹤0.01%	3004
2014 Q3	$5K	Sell	1,133 -46,074	-98%	-$226K	﹤0.01%	2985
2014 Q2	$225K	Buy	47,207 +43,873	+1,316%	+$213K	﹤0.01%	2862
2014 Q1	$16K	Sell	3,334 -684	-17%	-$2.76K	﹤0.01%	3244
2013 Q4	$18K	Sell	4,018 -106,823	-96%	-$515K	﹤0.01%	3139
2013 Q3	$518K	Sell	110,841 -7,981	-7%	-$33.1K	﹤0.01%	2431
2013 Q2	$473K	Buy	+118,822	New	+$561K	﹤0.01%	2453

Other funds holding AXIA.PR

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Guggenheim Capital's AXIA.PR Position: Q3 2015 in Review

Guggenheim Capital sold out of AXIA Energia American Depositary Shares Preferred Class B1 (AXIA.PR) in Q3 2015, closing a stake of 779 shares — an estimated $2K sold.

Guggenheim Capital first reported a position in AXIA.PR in Q2 2013 and held it in 9 quarters. The position peaked at $518K in Q3 2013. 27 funds tracked by Wall St. Rank hold AXIA.PR as of Q3 2015.

Guggenheim Capital reported no remaining AXIA Energia American Depositary Shares Preferred Class B1 position as of Q3 2015 after selling out during the quarter.
Guggenheim Capital sold 779 AXIA Energia American Depositary Shares Preferred Class B1 shares in Q3 2015, an estimated $2K.
Guggenheim Capital first reported a position in AXIA Energia American Depositary Shares Preferred Class B1 in Q2 2013 and held it in 9 quarters.
Guggenheim Capital's AXIA Energia American Depositary Shares Preferred Class B1 position peaked at $518K in Q3 2013.
27 funds tracked by Wall St. Rank held AXIA Energia American Depositary Shares Preferred Class B1 as of Q3 2015.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.