Guggenheim Capital’s Netlist, Inc. NLST Stock Holding History

Guggenheim Capital’s Portfolio NLST Stock Details NLST Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-25,173	Closed	-$6K	–	2761
2018 Q1	$6K	Buy	25,173 +2,794	+12%	+$840	﹤0.01%	2776
2017 Q4	$7K	Sell	22,379 -2,795	-11%	-$1.39K	﹤0.01%	2698
2017 Q3	$19K	Buy	25,174 +7,071	+39%	+$6.33K	﹤0.01%	2755
2017 Q2	$18K	Hold	18,103	–	–	﹤0.01%	2790
2017 Q1	$18K	Buy	18,103 +4,008	+28%	+$4K	﹤0.01%	2792
2016 Q4	$14K	Hold	14,095	–	–	﹤0.01%	2869
2016 Q3	$17K	Buy	+14,095	New	+$21.1K	﹤0.01%	2839
2014 Q2	–	Sell	-10,632	Closed	-$20K	–	3353
2014 Q1	$20K	Buy	+10,632	New	+$17.6K	﹤0.01%	3230

Other funds holding NLST

AIC

AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Financial Advantage Columbia, Maryland $65.2M AUM 14.55% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Guggenheim Capital's NLST Position: Q2 2018 in Review

Guggenheim Capital sold out of Netlist, Inc. (NLST) in Q2 2018, closing a stake of 25,173 shares — an estimated $6K sold.

Guggenheim Capital first reported a position in NLST in Q1 2014 and held it in 8 quarters. The position peaked at $20K in Q1 2014. 23 funds tracked by Wall St. Rank hold NLST as of Q2 2018.

Guggenheim Capital reported no remaining Netlist, Inc. position as of Q2 2018 after selling out during the quarter.
Guggenheim Capital sold 25,173 Netlist, Inc. shares in Q2 2018, an estimated $6K.
Guggenheim Capital first reported a position in Netlist, Inc. in Q1 2014 and held it in 8 quarters.
Guggenheim Capital's Netlist, Inc. position peaked at $20K in Q1 2014.
23 funds tracked by Wall St. Rank held Netlist, Inc. as of Q2 2018.

Based on Guggenheim Capital's 13F filing for Q2 2018, filed 14 Aug 2018.