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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

36 hedge funds and large institutions have $17.5M invested in Netlist, Inc. in 2016 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

73% more capital invested

Capital invested by funds: $10.1M → $17.5M (+$7.42M)

44% more funds holding

Funds holding: 2536 (+11)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

Holders
36
Holders Change
+11
Holders Change %
+44%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
6
Reduced
6
Closed
2
Calls
$10K
Puts
Net Calls
+$10K
Net Calls Change
+$11K
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$7.04M +$1.06M +711,385 +14%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.95M +$334K +223,504 +17%
PCM
3
Penn Capital Management
Pennsylvania
$1.37M +$1.65M +1,102,782 New
RA
4
Royce & Associates
New York
$1.24M +$1.5M +1,000,000 New
DCM
5
Dialectic Capital Management
Connecticut
$1.2M +$1.44M +965,863 New
EI
6
EAM Investors
California
$1.06M
BRF
7
B. Riley Financial
California
$906K +$1.09M +731,000 New
FIG
8
Fortress Investment Group
New York
$577K -$313K -209,245 -31%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$322K +$226 +151 +0.1%
Renaissance Technologies
10
Renaissance Technologies
New York
$307K +$370K +247,600 New
Deutsche Bank
11
Deutsche Bank
Germany
$264K +$319K +213,184 New
EPM
12
Equitec Proprietary Markets
Illinois
$216K +$260K +174,000 New
MFIMFI
13
Mesirow Financial Investment Management - Fixed Income
Illinois
$188K +$227K +152,080 New
BFA
14
BlackRock Fund Advisors
California
$142K +$14.2K +9,475 +9%
SPM
15
Symmetry Peak Management
Pennsylvania
$124K +$150K +100,000 New
Bank of New York Mellon
16
Bank of New York Mellon
New York
$101K -$20.9K -13,968 -15%
WPC
17
White Pine Capital
Minnesota
$97K +$89.7K +60,000 +324%
VKH
18
Virtu KCG Holdings
New York
$87K +$72.2K +48,289 +224%
Northern Trust
19
Northern Trust
Illinois
$85K
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$58K
Goldman Sachs
21
Goldman Sachs
New York
$46K -$14.7K -9,831 -21%
FA
22
Financial Advantage
Maryland
$36K
IA
23
IFP Advisors
Florida
$26K
SI
24
SII Investments
Wisconsin
$22K +$26.8K +17,930 New
GC
25
Guggenheim Capital
Illinois
$17K +$21.1K +14,095 New

NLST Hedge Fund Activity: Q3 2016 in Review

36 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q3 2016, worth a combined $17.5M — up 73% from $10.1M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new NLST positions and 2 closed out — a net gain of 11 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Penn Capital Management, opening a new position worth an estimated $1.65M. The largest seller was Fortress Investment Group, cutting an estimated $313K.

  • 36 institutional investors held Netlist, Inc. (NLST) as of Q3 2016, up from 25 in Q2 2016.
  • Funds reported $17.5M of Netlist, Inc. stock for Q3 2016, up 73% quarter-over-quarter.
  • 13 funds opened new Netlist, Inc. positions in Q3 2016 and 2 closed out, a net change of +11 holders.
  • The largest Netlist, Inc. buyer in Q3 2016 was Penn Capital Management, an estimated $1.65M added.
  • The largest Netlist, Inc. seller in Q3 2016 was Fortress Investment Group, an estimated $313K sold.

Based on aggregated 13F filings for Q3 2016.