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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

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30 hedge funds and large institutions have $10.6M invested in Netlist, Inc. in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

15% more funds holding

Funds holding: 26 → 30 (+4)

15% less capital invested

Capital invested by funds: $12.5M → $10.6M (-$1.92M)

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AIC
AWM Investment Company
New York
+$1.21M
2
GIPM
G2 Investment Partners Management
New York
+$797K
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$371K
4
RA
Royce & Associates
New York
+$179K
5
Vanguard Group
Vanguard Group
Pennsylvania
+$156K

Top Sellers

Rank Fund Capital Flow
1
BRF
B. Riley Financial
California
-$697K
2
PCM
Penn Capital Management
Pennsylvania
-$84K
3
Goldman Sachs
Goldman Sachs
New York
-$7.48K
4
ARTA
A.R.T. Advisors
New York
-$6K
5
BlackRock
BlackRock
New York
-$5.74K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
1
AWM Investment Company
New York
$5.08M +$1.21M +1,349,000 +24%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.07M +$156K +173,907 +13%
RA
3
Royce & Associates
New York
$1.03M +$179K +200,000 +17%
PCM
4
Penn Capital Management
Pennsylvania
$729K -$84K -93,851 -9%
GIPM
5
G2 Investment Partners Management
New York
$655K +$797K +890,900 New
FIG
6
Fortress Investment Group
New York
$610K – – –
BRF
7
B. Riley Financial
California
$420K -$697K -779,106 -58%
Hudson Bay Capital Management
8
Hudson Bay Capital Management
Connecticut
$305K +$371K +414,888 New
Geode Capital Management
9
Geode Capital Management
Massachusetts
$198K – – –
BlackRock
10
BlackRock
New York
$122K -$5.74K -6,409 -4%
Northern Trust
11
Northern Trust
Illinois
$76K – – –
Bank of New York Mellon
12
Bank of New York Mellon
New York
$56K – – –
Citadel Advisors
13
Citadel Advisors
Florida
$36K +$43.6K +48,700 New
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$35K – – –
ARTA
15
A.R.T. Advisors
New York
$28K -$6K -6,700 -15%
FA
16
Financial Advantage
Maryland
$22K – – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$20K +$6.71K +7,500 +38%
GC
18
Guggenheim Capital
Illinois
$19K +$6.33K +7,071 +39%
Goldman Sachs
19
Goldman Sachs
New York
$17K -$7.48K -8,354 -26%
IA
20
IFP Advisors
Florida
$16K – – –
VF
21
Virtu Financial
New York
$15K +$18K +20,137 New
UBS Group
22
UBS Group
Switzerland
$11K +$6.98K +7,801 +104%
State Street
23
State Street
Massachusetts
$9K – – –
CIAS
24
Capital Investment Advisory Services
North Carolina
$7K – – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4K +$4.48K +5,000 New
1
2

NLST Hedge Fund Activity: Q3 2017 in Review

30 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q3 2017, worth a combined $10.6M — down 15% from $12.5M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new NLST positions and 1 closed out — a net gain of 5 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was AWM Investment Company, adding an estimated $1.21M. The largest seller was B. Riley Financial, cutting an estimated $697K.

  • 30 institutional investors held Netlist, Inc. (NLST) as of Q3 2017, up from 26 in Q2 2017.
  • Funds reported $10.6M of Netlist, Inc. stock for Q3 2017, down 15% quarter-over-quarter.
  • 6 funds opened new Netlist, Inc. positions in Q3 2017 and 1 closed out, a net change of +5 holders.
  • The largest Netlist, Inc. buyer in Q3 2017 was AWM Investment Company, an estimated $1.21M added.
  • The largest Netlist, Inc. seller in Q3 2017 was B. Riley Financial, an estimated $697K sold.

Based on aggregated 13F filings for Q3 2017.