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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

26 hedge funds and large institutions have $6.13M invested in Netlist, Inc. in 2014 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

16% less funds holding

Funds holding: 3126 (-5)

18% less capital invested

Capital invested by funds: $7.48M → $6.13M (-$1.36M)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
26
Holders Change
-5
Holders Change %
-16.13%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
9
Reduced
7
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WA
1
Whitebox Advisors
Minnesota
$1.4M +$488K +415,445 +54%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.04M +$27.9K +23,712 +3%
HP
3
Harvey Partners
New York
$1.01M +$629K +535,000 +170%
AWMDMG
4
Austin W. Marxe & David M. Greenhouse
New York
$817K +$27.6K +23,463 +4%
Verition Fund Management
5
Verition Fund Management
Connecticut
$376K -$224K -190,523 -38%
Dimensional Fund Advisors
6
Dimensional Fund Advisors
Texas
$318K -$31.9K -27,150 -9%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$297K +$34K +28,941 +13%
NC
8
Northpointe Capital
Michigan
$286K -$227K -193,474 -45%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$110K
Goldman Sachs
10
Goldman Sachs
New York
$70K -$8.52K -7,249 -11%
Northern Trust
11
Northern Trust
Illinois
$68K -$364 -310 -0.5%
WPC
12
White Pine Capital
Minnesota
$68K +$36.4K +31,000 +120%
AC
13
AYM Capital
New York
$60K
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$56K
BCM
15
Bridgeway Capital Management
Texas
$45K
AQR Capital Management
16
AQR Capital Management
Connecticut
$23K
U
17
UBS
Switzerland
$23K +$13.9K +11,830 +158%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$16.4K +$16.2K +13,800 New
State Street
19
State Street
Massachusetts
$16K
Barclays
20
Barclays
United Kingdom
$8K
BIM
21
BlackRock Investment Management
Delaware
$7K -$11 -9 -0.2%
AIG
22
American International Group
New York
$2.2K
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
$2K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1K -$8.23K -7,000 -88%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7 +$5.75K +4,891 +364%

NLST Hedge Fund Activity: Q3 2014 in Review

26 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q3 2014, worth a combined $6.13M — down 18% from $7.48M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of NLST and 1 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 9 added.

The largest buyer was Harvey Partners, adding an estimated $629K. The largest seller was Invicta Capital Management, exiting entirely with an estimated $1.26M sold.

  • 26 institutional investors held Netlist, Inc. (NLST) as of Q3 2014, down from 31 in Q2 2014.
  • Funds reported $6.13M of Netlist, Inc. stock for Q3 2014, down 18% quarter-over-quarter.
  • 1 fund opened new Netlist, Inc. positions in Q3 2014 and 6 closed out, a net change of -5 holders.
  • The largest Netlist, Inc. buyer in Q3 2014 was Harvey Partners, an estimated $629K added.
  • The largest Netlist, Inc. seller in Q3 2014 was Invicta Capital Management, an estimated $1.26M sold.

Based on aggregated 13F filings for Q3 2014.