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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

19 hedge funds and large institutions have $2.83M invested in Netlist, Inc. in 2015 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

17% less funds holding

Funds holding: 2319 (-4)

32% less capital invested

Capital invested by funds: $4.18M → $2.83M (-$1.34M)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
19
Holders Change
-4
Holders Change %
-17.39%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
4
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$2M +$88.6K +195,253 +4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$510K +$772 +1,700 +0.1%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$108K +$137 +302 +0.1%
PCM
4
Perkins Capital Management
Minnesota
$75K -$8.17K -18,000 -9%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$42K +$2.16K +4,763 +5%
California Public Employees Retirement System
6
California Public Employees Retirement System
California
$20K
Northern Trust
7
Northern Trust
Illinois
$20K
Group One Trading
8
Group One Trading
Illinois
$19K -$10.3K -22,747 -33%
FA
9
Financial Advantage
Maryland
$12K
Goldman Sachs
10
Goldman Sachs
New York
$10K -$35 -77 -0.3%
VKH
11
Virtu KCG Holdings
New York
$5K -$1.11K -2,441 -18%
State Street
12
State Street
Massachusetts
$5K
TSS
13
Two Sigma Securities
New York
$5K +$5.62K +12,376 New
UBS Group
14
UBS Group
Switzerland
$3K
AIG
15
American International Group
New York
$1K
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$1K
Manulife (Manufacturers Life Insurance)
17
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3
HP
18
Harvey Partners
New York
-$486K -875,000 Closed
BCM
19
Bridgeway Capital Management
Texas
-$21K -37,900 Closed
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$11K -19,051 Closed
FIM
21
Freedom Investment Management
Connecticut
-$8K -15,000 Closed
GWM
22
Gupta Wealth Management
California
-$3K -4,839 Closed
Barclays
23
Barclays
United Kingdom
+$1 +2 +4%
Citigroup
24
Citigroup
New York
+$16 +35 New

NLST Hedge Fund Activity: Q3 2015 in Review

19 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q3 2015, worth a combined $2.83M — down 32% from $4.18M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of NLST and 2 opened new positions — a net loss of 4 holders — while 4 trimmed existing stakes and 5 added.

The largest buyer was AWM Investment Company, adding an estimated $88.6K. The largest seller was Harvey Partners, exiting entirely with an estimated $486K sold.

  • 19 institutional investors held Netlist, Inc. (NLST) as of Q3 2015, down from 23 in Q2 2015.
  • Funds reported $2.83M of Netlist, Inc. stock for Q3 2015, down 32% quarter-over-quarter.
  • 2 funds opened new Netlist, Inc. positions in Q3 2015 and 6 closed out, a net change of -4 holders.
  • The largest Netlist, Inc. buyer in Q3 2015 was AWM Investment Company, an estimated $88.6K added.
  • The largest Netlist, Inc. seller in Q3 2015 was Harvey Partners, an estimated $486K sold.

Based on aggregated 13F filings for Q3 2015.