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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

21 hedge funds and large institutions have $2.42M invested in Netlist, Inc. in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 3

9% less funds holding

Funds holding: 2321 (-2)

27% less capital invested

Capital invested by funds: $3.29M → $2.42M (-$874K)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
3
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$1.6M
Vanguard Group
2
Vanguard Group
Pennsylvania
$398K +$75.1K +249,978 +17%
FIG
3
Fortress Investment Group
New York
$145K -$60.7K -201,900 -24%
Morgan Stanley
4
Morgan Stanley
New York
$71K +$92K +306,000 New
Geode Capital Management
5
Geode Capital Management
Massachusetts
$62K
BlackRock
6
BlackRock
New York
$39K -$895 -2,980 -2%
Northern Trust
7
Northern Trust
Illinois
$23K
Bank of New York Mellon
8
Bank of New York Mellon
New York
$23K +$5.92K +19,714 +25%
California Public Employees Retirement System
9
California Public Employees Retirement System
California
$11K
FA
10
Financial Advantage
Maryland
$7K
Citadel Advisors
11
Citadel Advisors
Florida
$7K +$9.29K +30,928 New
Goldman Sachs
12
Goldman Sachs
New York
$6K +$99 +331 +1%
GC
13
Guggenheim Capital
Illinois
$6K +$840 +2,794 +12%
WPC
14
White Pine Capital
Minnesota
$5K
CIAS
15
Capital Investment Advisory Services
North Carolina
$5K +$3K +10,000 +100%
TSS
16
Two Sigma Securities
New York
$5K +$6.94K +23,089 New
UBS Group
17
UBS Group
Switzerland
$3K -$11.1K -36,940 -73%
State Street
18
State Street
Massachusetts
$2K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1K
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
-$102K -330,644 Closed
VF
21
Virtu Financial
New York
-$85K -275,363 Closed
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
-$8K -25,250 Closed

NLST Hedge Fund Activity: Q1 2018 in Review

21 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q1 2018, worth a combined $2.42M — down 27% from $3.29M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of NLST and 3 opened new positions — a net loss of 2 holders — while 3 trimmed existing stakes and 5 added.

The largest buyer was Morgan Stanley, opening a new position worth an estimated $92K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $102K sold.

  • 21 institutional investors held Netlist, Inc. (NLST) as of Q1 2018, down from 23 in Q4 2017.
  • Funds reported $2.42M of Netlist, Inc. stock for Q1 2018, down 27% quarter-over-quarter.
  • 3 funds opened new Netlist, Inc. positions in Q1 2018 and 5 closed out, a net change of -2 holders.
  • The largest Netlist, Inc. buyer in Q1 2018 was Morgan Stanley, an estimated $92K added.
  • The largest Netlist, Inc. seller in Q1 2018 was Susquehanna International Group, an estimated $102K sold.

Based on aggregated 13F filings for Q1 2018.