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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

21 hedge funds and large institutions have $10.3M invested in Netlist, Inc. in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

71% more capital invested

Capital invested by funds: $6.04M → $10.3M (+$4.27M)

19% less funds holding

Funds holding: 2621 (-5)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
3
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$6.81M +$17.5K +15,000 +0.3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.79M +$123K +105,673 +9%
EI
3
EAM Investors
California
$1.17M +$998K +854,876 New
Bank of New York Mellon
4
Bank of New York Mellon
New York
$130K
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$65K
Northern Trust
6
Northern Trust
Illinois
$64K
Goldman Sachs
7
Goldman Sachs
New York
$55K +$18.4K +15,781 +64%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$51K +$43.5K +37,208 New
FA
9
Financial Advantage
Maryland
$40K
Group One Trading
10
Group One Trading
Illinois
$35K -$9.16K -7,846 -24%
WPC
11
White Pine Capital
Minnesota
$25K
UBS Group
12
UBS Group
Switzerland
$21K +$9.65K +8,265 +110%
State Street
13
State Street
Massachusetts
$17K
VKH
14
Virtu KCG Holdings
New York
$15K -$25.5K -21,796 -67%
BFA
15
BlackRock Fund Advisors
California
$10K +$1.62K +1,386 +24%
Manulife (Manufacturers Life Insurance)
16
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K
AIG
17
American International Group
New York
$3K
Geode Capital Management
18
Geode Capital Management
Massachusetts
$355 -$176 -151 -0.1%
Creative Planning
19
Creative Planning
Kansas
-$33K -38,000 Closed
IA
20
IFP Advisors
Florida
-$19K -21,208 Closed
ARTA
21
A.R.T. Advisors
New York
-$17K -19,530 Closed
CG
22
Cutler Group
California
-$10K -11,383 Closed
Bank of Montreal
23
Bank of Montreal
Ontario, Canada
-$2K -2,000 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$1K -955 Closed
Morgan Stanley
25
Morgan Stanley
New York
+$2 +2 +2%

NLST Hedge Fund Activity: Q1 2016 in Review

21 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q1 2016, worth a combined $10.3M — up 71% from $6.04M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NLST and 2 opened new positions — a net loss of 5 holders — while 3 trimmed existing stakes and 6 added.

The largest buyer was EAM Investors, opening a new position worth an estimated $998K. The largest seller was Creative Planning, exiting entirely with an estimated $33K sold.

  • 21 institutional investors held Netlist, Inc. (NLST) as of Q1 2016, down from 26 in Q4 2015.
  • Funds reported $10.3M of Netlist, Inc. stock for Q1 2016, up 71% quarter-over-quarter.
  • 2 funds opened new Netlist, Inc. positions in Q1 2016 and 7 closed out, a net change of -5 holders.
  • The largest Netlist, Inc. buyer in Q1 2016 was EAM Investors, an estimated $998K added.
  • The largest Netlist, Inc. seller in Q1 2016 was Creative Planning, an estimated $33K sold.

Based on aggregated 13F filings for Q1 2016.