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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

29 hedge funds and large institutions have $14.7M invested in Netlist, Inc. in 2016 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

16% less capital invested

Capital invested by funds: $17.5M → $14.7M (-$2.79M)

19% less funds holding

Funds holding: 3629 (-7)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 7

Holders
29
Holders Change
-7
Holders Change %
-19.44%
% of All Funds
0.72%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
10
Reduced
4
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIC
1
AWM Investment Company
New York
$5.79M
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.65M +$44.4K +40,051 +3%
DCM
3
Dialectic Capital Management
Connecticut
$1.39M +$436K +393,508 +41%
PCM
4
Penn Capital Management
Pennsylvania
$1.37M +$267K +240,845 +22%
BRF
5
B. Riley Financial
California
$1.3M +$603K +544,455 +74%
FIG
6
Fortress Investment Group
New York
$1.09M +$671K +605,599 +130%
RA
7
Royce & Associates
New York
$1.02M
Geode Capital Management
8
Geode Capital Management
Massachusetts
$282K +$18.5K +16,733 +6%
MFIMFI
9
Mesirow Financial Investment Management - Fixed Income
Illinois
$142K -$13.6K -12,290 -8%
BFA
10
BlackRock Fund Advisors
California
$121K +$4.18K +3,776 +3%
Renaissance Technologies
11
Renaissance Technologies
New York
$84K -$184K -165,700 -67%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$83K +$239 +216 +0.3%
WPC
13
White Pine Capital
Minnesota
$80K
Northern Trust
14
Northern Trust
Illinois
$75K +$4.91K +4,429 +6%
Deutsche Bank
15
Deutsche Bank
Germany
$68K -$162K -146,359 -69%
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$48K
Goldman Sachs
17
Goldman Sachs
New York
$36K -$1.6K -1,446 -4%
FA
18
Financial Advantage
Maryland
$30K
IA
19
IFP Advisors
Florida
$22K
SI
20
SII Investments
Wisconsin
$18K
GC
21
Guggenheim Capital
Illinois
$14K
State Street
22
State Street
Massachusetts
$13K
UBS Group
23
UBS Group
Switzerland
$9K +$1.6K +1,443 +19%
BIM
24
BlackRock Investment Management
Delaware
$8K
AG
25
Advisor Group
Arizona
$2K

NLST Hedge Fund Activity: Q4 2016 in Review

29 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q4 2016, worth a combined $14.7M — down 16% from $17.5M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of NLST and 0 opened new positions — a net loss of 7 holders — while 4 trimmed existing stakes and 10 added.

The largest buyer was Fortress Investment Group, adding an estimated $671K. The largest seller was EAM Investors, exiting entirely with an estimated $1.06M sold.

  • 29 institutional investors held Netlist, Inc. (NLST) as of Q4 2016, down from 36 in Q3 2016.
  • Funds reported $14.7M of Netlist, Inc. stock for Q4 2016, down 16% quarter-over-quarter.
  • 0 funds opened new Netlist, Inc. positions in Q4 2016 and 7 closed out, a net change of -7 holders.
  • The largest Netlist, Inc. buyer in Q4 2016 was Fortress Investment Group, an estimated $671K added.
  • The largest Netlist, Inc. seller in Q4 2016 was EAM Investors, an estimated $1.06M sold.

Based on aggregated 13F filings for Q4 2016.