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NLST

Netlist, Inc.
NLST

Delisted

NLST was delisted on the 26th of September, 2018.

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29 hedge funds and large institutions have $13M invested in Netlist, Inc. in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

0% more funds holding

Funds holding: 29 → 29 (0)

12% less capital invested

Capital invested by funds: $14.7M → $13M (-$1.76M)

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
7
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
+$200K
2
BlackRock
BlackRock
New York
+$136K
3
ARTA
A.R.T. Advisors
New York
+$38.3K
4
Northern Trust
Northern Trust
Illinois
+$30.1K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$20K

Top Sellers

Rank Fund Capital Flow
1
BRF
B. Riley Financial
California
-$329K
2
FIG
Fortress Investment Group
New York
-$240K
3
MFIMFI
Mesirow Financial Investment Management - Fixed Income
Illinois
-$142K
4
Renaissance Technologies
Renaissance Technologies
New York
-$84K
5
Deutsche Bank
Deutsche Bank
Germany
-$68K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
1
AWM Investment Company
New York
$5.62M – – –
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.6M +$6.49K +6,500 +0.4%
DCM
3
Dialectic Capital Management
Connecticut
$1.36M +$16.5K +16,511 +1%
PCM
4
Penn Capital Management
Pennsylvania
$1.34M +$5.5K +5,511 +0.4%
RA
5
Royce & Associates
New York
$1.19M +$200K +200,500 +20%
BRF
6
B. Riley Financial
California
$936K -$329K -329,817 -26%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$274K +$905 +906 +0.3%
BlackRock
8
BlackRock
New York
$136K +$136K +136,580 New
Northern Trust
9
Northern Trust
Illinois
$103K +$30.1K +30,140 +41%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$78K -$3K -3,008 -4%
WPC
11
White Pine Capital
Minnesota
$78K – – –
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$47K – – –
ARTA
13
A.R.T. Advisors
New York
$37K +$38.3K +38,354 New
Goldman Sachs
14
Goldman Sachs
New York
$33K -$2.27K -2,277 -6%
FA
15
Financial Advantage
Maryland
$29K – – –
IA
16
IFP Advisors
Florida
$21K – – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$20K +$20K +20,000 New
SI
18
SII Investments
Wisconsin
$18K – – –
GC
19
Guggenheim Capital
Illinois
$18K +$4K +4,008 +28%
State Street
20
State Street
Massachusetts
$13K – – –
VKH
21
Virtu KCG Holdings
New York
$12K +$11.8K +11,819 New
CIAS
22
Capital Investment Advisory Services
North Carolina
$10K +$9.99K +10,000 New
UBS Group
23
UBS Group
Switzerland
$7K -$1.44K -1,443 -16%
AG
24
Advisor Group
Arizona
$2K – – –
FIG
25
Fortress Investment Group
New York
$822 -$240K -240,584 -22%
1
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NLST Hedge Fund Activity: Q1 2017 in Review

29 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Netlist, Inc. (NLST) for Q1 2017, worth a combined $13M — down 12% from $14.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NLST positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 5 trimmed.

The largest buyer was Royce & Associates, adding an estimated $200K. The largest seller was B. Riley Financial, cutting an estimated $329K.

  • 29 institutional investors held Netlist, Inc. (NLST) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $13M of Netlist, Inc. stock for Q1 2017, down 12% quarter-over-quarter.
  • 5 funds opened new Netlist, Inc. positions in Q1 2017 and 3 closed out, a net change of +2 holders.
  • The largest Netlist, Inc. buyer in Q1 2017 was Royce & Associates, an estimated $200K added.
  • The largest Netlist, Inc. seller in Q1 2017 was B. Riley Financial, an estimated $329K sold.

Based on aggregated 13F filings for Q1 2017.