CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$931M
AUM Growth
-$171M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
99
New
Increased
Reduced
Closed

Top Buys

1
+$4.72M
2
+$4.1M
3
+$1.33M
4
GRSHW
Gores Holdings, Inc. Warrants
GRSHW
+$1.07M
5
SCACU
Saban Capital Acquisition Corp. Units
SCACU
+$1.01M

Top Sells

1
+$9M
2
+$5.93M
3
+$3.24M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.15M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$283K

Sector Composition

1 Financials 1.67%
2 Technology 0.55%
3 Consumer Discretionary 0.51%
4 Industrials 0.32%
5 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$503K 0.05%
44,700
27
$421K 0.04%
218,463
-200
28
$308K 0.03%
56,038
29
$279K 0.03%
6,886
30
$250K 0.03%
24,740
31
$182K 0.02%
325,001
32
$170K 0.02%
+276,441
33
$168K 0.02%
+26,092
34
$168K 0.02%
262,495
35
$140K 0.01%
700,000
36
$133K 0.01%
845,000
37
$107K 0.01%
144,248
-14,180
38
$94K 0.01%
5,600,000
39
$74K 0.01%
700,000
40
– –
0
41
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0
42
– –
0
43
– –
0
44
– –
0
45
– –
0
46
– –
-350,000
47
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0
48
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0
49
– –
0
50
– –
0
1
2
3