CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$931M
AUM Growth
-$171M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
99
New
Increased
Reduced
Closed

Top Buys

1
+$5.01M
2
+$4.05M
3
+$1.31M
4
SCACU
Saban Capital Acquisition Corp. Units
SCACU
+$1.01M
5
GRSHW
Gores Holdings, Inc. Warrants
GRSHW
+$914K

Top Sells

1
+$9M
2
+$5.93M
3
+$3.24M
4
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.1M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$218K

Sector Composition

1 Financials 1.67%
2 Technology 0.55%
3 Consumer Discretionary 0.51%
4 Industrials 0.32%
5 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$250K 0.03%
24,740
27
$182K 0.02%
325,001
28
$170K 0.02%
+276,441
29
$168K 0.02%
+26,092
30
$168K 0.02%
262,495
31
$140K 0.02%
700,000
32
$133K 0.01%
845,000
33
$107K 0.01%
144,248
-14,180
34
$94K 0.01%
5,600,000
35
$74K 0.01%
700,000
36
– –
0
37
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0
38
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0
39
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0
40
– –
0
41
– –
0
42
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0
43
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0
44
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0
45
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0
46
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0
47
– –
-595,000
48
– –
-900,000
49
– –
0
50
– –
-350,000
1
2
3