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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.15%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.69B
AUM Growth
-$281M
Cap. Flow
-$1.43B
Cap. Flow %
-84.64%
Top 10 Hldgs %
57.6%
Holding
95
New
16
Increased
–
Reduced
8
Closed
6

Top Buys

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$5.11M
2
XELA
Exela Technologies, Inc. Common Stock
XELA
+$2.95M
3
GOL
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
+$2.93M
4
CMA
Comerica
CMA
+$784K
5
STI
SunTrust Banks, Inc.
STI
+$466K

Top Sells

Rank Stock Value
1
COF.WS
Capital One Financial Corp
COF.WS
+$66.8M
2
GM.WS.C
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
+$25.9M
3
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$2.69M
4
KMI.WS
Kinder Morgan Inc
KMI.WS
+$1.95M
5
AGFS
AgroFresh Solutions Inc
AGFS
+$1.44M

Sector Composition

Rank Sector Weight
1 Materials 0.27%
2 Industrials 0.19%
3 Technology 0.1%
4 Financials 0.09%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BB icon
26
CALL
BlackBerry
BB
$5.01B
$654K 0.04%
+80,000
New +$775K
STI
27
DELISTED
SunTrust Banks, Inc.
STI
$472K 0.03%
+10,968
New +$466K
LNC.WS
28
DELISTED
Lincoln National Corporation
LNC.WS
$408K 0.02%
6,886
– –
BHAC
29
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$241K 0.01%
+24,740
New +$240K
OCR.PRB
30
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
0
– –
NOK icon
31
Nokia
NOK
$50.8B
$200K 0.01%
+29,130
New +$212K
TWI icon
32
Titan International
TWI
$516M
$188K 0.01%
17,500
– –
FTRPR
33
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
0
– –
LEU icon
34
Centrus Energy
LEU
$3.22B
$61K ﹤0.01%
14,745
-1,900
-11% -$9.03K
ALR.PRB
35
DELISTED
Alere Inc
ALR.PRB
– –
0
– –
RXII
36
DELISTED
GALENA BIOPHARMA INC COM
RXII
$43K ﹤0.01%
25,045
-38,900
-61% -$66.8K
COF.WS
37
DELISTED
Capital One Financial Corp
COF.WS
– –
-847,500
Closed -$66.8M
GM.WS.C
38
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
– –
-691,100
Closed -$25.9M
CHU
39
DELISTED
China Unicom (HONG KONG) Limited
CHU
– –
-6,388
Closed -$97K
RTI
40
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
– –
-33,600
Closed -$1.21M
1
2

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Castle Creek Arbitrage's Q2 2015 Portfolio in Review

As of Q2 2015, Castle Creek Arbitrage held 95 positions worth $1.69B, down 14% from $1.97B the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Castle Creek Arbitrage withdrew a net $1.43B in Q2 2015, closing 6 positions and reducing 8 holdings. Its most notable exit was Capital One Financial Corp, an estimated $66.8M position sold in full.

By sector, the portfolio is most concentrated in Materials at 0.27% of assets, up from 0.24% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Atlantic Alliance Partnership Corp worth $5.09M.

  • Castle Creek Arbitrage's largest Q2 2015 buy was Atlantic Alliance Partnership Corp: 500,000 shares worth $5.09M.
  • Castle Creek Arbitrage's biggest Q2 2015 reduction was Comerica Incorporated Ws, cutting an estimated $2.69M.
  • Castle Creek Arbitrage fully exited Capital One Financial Corp in Q2 2015, selling an estimated $66.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 58% of its $1.69B portfolio in Q2 2015.
  • Castle Creek Arbitrage opened 16 new positions and closed 6 in Q2 2015.
  • Castle Creek Arbitrage's portfolio value fell 14% quarter-over-quarter to $1.69B.

Based on Castle Creek Arbitrage's 13F filing for Q2 2015, filed 13 Aug 2015.