CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.66B
AUM Growth
-$307M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
100
New
Increased
Reduced
Closed

Top Buys

1
+$5.11M
2
+$2.95M
3
+$2.93M
4
CMA
Comerica
CMA
+$784K
5
STI
SunTrust Banks, Inc.
STI
+$466K

Top Sells

1
+$66.8M
2
+$25.9M
3
+$2.69M
4
KMI.WS
Kinder Morgan Inc
KMI.WS
+$1.95M
5
AGFS
AgroFresh Solutions Inc
AGFS
+$1.44M

Sector Composition

1 Materials 0.27%
2 Industrials 0.19%
3 Technology 0.1%
4 Financials 0.09%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$61K ﹤0.01%
14,745
-1,900
27
– –
0
28
$43K ﹤0.01%
25,045
-38,900
29
– –
0
30
– –
0
31
– –
0
32
– –
-847,500
33
– –
0
34
– –
0
35
– –
0
36
– –
0
37
– –
-691,100
38
– –
-33,600
39
– –
-6,388
1
2