CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.05B
AUM Growth
+$462M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
96
New
Increased
Reduced
Closed

Top Buys

1
+$99.5M
2
+$23.9M
3
+$23.6M
4
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$14.6M
5
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$6.73M

Top Sells

1
+$34.3M
2
+$22.5M
3
+$6.46M
4
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$2.82M
5
STI.WS.A
Suntrust Banks Inc
STI.WS.A
+$1.06M

Sector Composition

1 Materials 0.25%
2 Industrials 0.16%
3 Technology 0.02%
4 Consumer Discretionary 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
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27
$97K ﹤0.01%
63,945
28
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29
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30
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31
– –
-588,000
32
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0
33
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34
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0
35
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-16,882
36
– –
-650,000
37
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0
38
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39
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0
40
– –
-411,816
41
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-41,549
1
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