CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.05B
AUM Growth
+$462M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
96
New
Increased
Reduced
Closed

Top Buys

1
+$11.3M
2
+$8.37M
3
+$7.47M
4
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$3.8M
5
RTI
RTI INTL METALS INC(HLDG CO)
RTI
+$1.15M

Top Sells

1
+$34.3M
2
+$22.5M
3
+$6.46M
4
CMA.WS
Comerica Incorporated Ws
CMA.WS
+$1.07M
5
HIG.WS
Hartford Financial Services Grp
HIG.WS
+$629K

Sector Composition

1 Materials 0.23%
2 Industrials 0.16%
3 Energy 0.02%
4 Technology 0.02%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
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0
27
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-588,000
28
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0
29
– –
0
30
– –
-16,882
31
– –
-650,000
32
– –
0
33
– –
0
34
– –
0
35
– –
-411,816
36
– –
-41,549
1
2