We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
201
Highland Opportunities and Income Fund
HFRO
$407M
$349K 0.04%
25,906
+9,250
+56% +$136K
IAT icon
202
iShares US Regional Banks ETF
IAT
$681M
$348K 0.04%
8,365
-775
-8% -$35.1K
AEP icon
203
American Electric Power
AEP
$68.4B
$347K 0.04%
4,764
-1,018
-18% -$76.4K
IGSB icon
204
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$345K 0.04%
6,678
+2,490
+59% +$128K
RJF icon
205
Raymond James Financial
RJF
$34B
$342K 0.04%
6,863
+113
+2% +$6.02K
GSIE icon
206
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$335K 0.04%
12,848
+1
+0% +$27
QCOM icon
207
Qualcomm
QCOM
$176B
$326K 0.04%
5,788
-316
-5% -$19.2K
DE icon
208
Deere & Co
DE
$168B
$320K 0.04%
2,078
-23
-1% -$3.37K
META icon
209
Meta Platforms (Facebook)
META
$1.51T
$320K 0.04%
2,320
-389
-14% -$56.4K
RF icon
210
Regions Financial
RF
$26.8B
$316K 0.04%
22,013
-531
-2% -$8.53K
XLV icon
211
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$315K 0.04%
3,660
+84
+2% +$7.6K
MUB icon
212
iShares National Muni Bond ETF
MUB
$45.5B
$305K 0.03%
2,800
– –
MGK icon
213
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.2B
$303K 0.03%
13,945
– –
NUAG icon
214
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$302K 0.03%
13,050
– –
DVY icon
215
iShares Select Dividend ETF
DVY
$23.6B
$301K 0.03%
3,315
-25
-0.7% -$2.4K
FITB
216
Fifth Third Bancorp
FITB
$51.8B
$301K 0.03%
12,120
– –
BP icon
217
BP
BP
$107B
$299K 0.03%
7,703
-1,509
-16% -$60.2K
GBIL icon
218
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$298K 0.03%
2,979
+2,779
+1,390% +$278K
PNC icon
219
PNC Financial Services
PNC
$101B
$298K 0.03%
2,468
-83
-3% -$10.6K
RSP icon
220
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$298K 0.03%
3,187
+236
+8% +$23.4K
KMI icon
221
Kinder Morgan
KMI
$68.7B
$296K 0.03%
17,894
+7,454
+71% +$126K
IWM icon
222
iShares Russell 2000 ETF
IWM
$83B
$292K 0.03%
2,095
+408
+24% +$60.9K
PRNT icon
223
The 3D Printing ETF
PRNT
$65M
$287K 0.03%
13,905
-53,395
-79% -$1.18M
ZBH icon
224
Zimmer Biomet
ZBH
$18.4B
$287K 0.03%
2,854
-206
-7% -$23.2K
DEO icon
225
Diageo
DEO
$53.6B
$285K 0.03%
2,059
– –
7 8
9
10 11

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.