CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Quarter Est. Return
1 Year Est. Return
+20.52%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.77B
AUM Growth
+$141M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,936
New
Increased
Reduced
Closed

Top Buys

1
+$19M
2
+$17.9M
3
+$4.11M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$3.07M
5
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$1.77M

Top Sells

1
+$8.51M
2
+$3.01M
3
+$3M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$2.05M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.23M

Sector Composition

1 Technology 7.04%
2 Financials 5.72%
3 Healthcare 2.51%
4 Consumer Discretionary 2.21%
5 Consumer Staples 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1776
$0 ﹤0.01%
40
1777
$0 ﹤0.01%
+5
1778
$0 ﹤0.01%
100
1779
– –
-109
1780
$0 ﹤0.01%
+3
1781
$0 ﹤0.01%
+40
1782
$0 ﹤0.01%
9
1783
$0 ﹤0.01%
+29
1784
– –
-3
1785
– –
-27
1786
– –
-3,005
1787
– –
0
1788
– –
-1
1789
– –
-94
1790
– –
0
1791
– –
-7
1792
$0 ﹤0.01%
4
1793
– –
-240
1794
$0 ﹤0.01%
3
1795
– –
-35
1796
$0 ﹤0.01%
+1
1797
$0 ﹤0.01%
+23
1798
– –
-3,000
1799
– –
-600
1800
$0 ﹤0.01%
+14
70 71
72
73 74