Carroll Financial Associates’s Nuveen ESG Large-Cap Value ETF NULV Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-585	Closed	-$21K	–	1799
2021 Q1	$21K	Hold	585	–	–	﹤0.01%	1004
2020 Q4	$19K	Sell	585 -4,536	-89%	-$142K	﹤0.01%	939
2020 Q3	$148K	Hold	5,121	–	–	0.01%	400
2020 Q2	$142K	Hold	5,121	–	–	0.01%	392
2020 Q1	$125K	Sell	5,121 -108	-2%	-$3.24K	0.01%	382
2019 Q4	$171K	Hold	5,229	–	–	0.01%	394
2019 Q3	$163K	Hold	5,229	–	–	0.01%	403
2019 Q2	$158K	Hold	5,229	–	–	0.01%	390
2019 Q1	$153K	Sell	5,229 -1,008	-16%	-$28.6K	0.01%	367
2018 Q4	$167K	Hold	6,237	–	–	0.02%	293
2018 Q3	$188K	Hold	6,237	–	–	0.02%	289
2018 Q2	$177K	Hold	6,237	–	–	0.02%	291
2018 Q1	$175K	Hold	6,237	–	–	0.02%	292
2017 Q4	$178K	Hold	6,237	–	–	0.02%	287
2017 Q3	$172K	Buy	6,237 +5,544	+800%	+$148K	0.02%	288
2017 Q2	$18K	Buy	+693	New	+$18K	﹤0.01%	697