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Nuveen ESG Large-Cap Value ETF

36 hedge funds and large institutions have $28.9M invested in Nuveen ESG Large-Cap Value ETF in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 2

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

9% more funds holding

Funds holding: 3336 (+3)

9.2% less ownership

Funds ownership: 57.47%48.27% (-9.2%)

33% less capital invested

Capital invested by funds: $43.4M → $28.9M (-$14.5M)

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
18
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.66M -$277K -9,346 -5%
UBS Group
2
UBS Group
Switzerland
$4.29M +$450K +15,161 +12%
Goldman Sachs
3
Goldman Sachs
New York
$4.08M +$4M +135,000 New
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.73M
APP
5
Avantax Planning Partners
Iowa
$2.15M +$1.32M +44,414 +170%
Bank of America
6
Bank of America
North Carolina
$1.52M +$198K +6,674 +15%
HighTower Advisors
7
HighTower Advisors
Illinois
$902K +$7.15K +241 +0.8%
FAAS
8
First Allied Advisory Services
California
$756K +$40.5K +1,364 +6%
Citadel Advisors
9
Citadel Advisors
Florida
$753K +$738K +24,889 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$611K +$340K +11,476 +131%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$582K +$571K +19,238 New
LPL Financial
12
LPL Financial
California
$578K +$165K +5,578 +41%
TRCT
13
Tower Research Capital (TRC)
New York
$565K -$615K -20,746 -53%
CAN
14
Cetera Advisor Networks
California
$551K +$290K +9,795 +117%
VC
15
Vicus Capital
Pennsylvania
$477K +$467K +15,751 New
HA
16
Harborview Advisors
Maine
$427K +$145K +4,890 +53%
SAS
17
Sage Advisory Services
Texas
$350K +$344K +11,585 New
PAG
18
Private Advisor Group
New Jersey
$347K +$68.2K +2,300 +25%
SFSG
19
Stearns Financial Services Group
North Carolina
$253K +$67.9K +2,289 +38%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$239K +$16.8K +568 +8%
KLI
21
Kelman-Lazarov Inc
Tennessee
$236K +$10K +338 +5%
CFA
22
Carroll Financial Associates
North Carolina
$158K
Bessemer Group
23
Bessemer Group
New Jersey
$155K
BCI
24
Brinker Capital Investments
Pennsylvania
$126K +$45.2K +1,524 +58%
AG
25
Advisor Group
Arizona
$112K +$79.7K +2,687 +262%

NULV Hedge Fund Activity: Q2 2019 in Review

36 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Large-Cap Value ETF (NULV) for Q2 2019, worth a combined $28.9M — down 33% from $43.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new NULV positions and 4 closed out — a net gain of 4 holders — while 18 added to existing stakes and 2 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $4M. The largest seller was Nuveen, exiting entirely with an estimated $22M sold.

  • 36 institutional investors held Nuveen ESG Large-Cap Value ETF (NULV) as of Q2 2019, up from 33 in Q1 2019.
  • Funds reported $28.9M of Nuveen ESG Large-Cap Value ETF stock for Q2 2019, down 33% quarter-over-quarter.
  • 8 funds opened new Nuveen ESG Large-Cap Value ETF positions in Q2 2019 and 4 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Large-Cap Value ETF buyer in Q2 2019 was Goldman Sachs, an estimated $4M added.
  • The largest Nuveen ESG Large-Cap Value ETF seller in Q2 2019 was Nuveen, an estimated $22M sold.

Based on aggregated 13F filings for Q2 2019.