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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
1276
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$8K ﹤0.01%
395
– –
HAL icon
1277
Halliburton
HAL
$28B
$8K ﹤0.01%
383
– –
HUBS icon
1278
HubSpot
HUBS
$10.8B
$8K ﹤0.01%
+12
New +$7.73K
IJT icon
1279
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$8K ﹤0.01%
62
– –
LVS icon
1280
Las Vegas Sands
LVS
$29.4B
$8K ﹤0.01%
243
+8
+3% +$343
PCRX icon
1281
Pacira BioSciences
PCRX
$974M
$8K ﹤0.01%
150
– –
RWK icon
1282
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$8K ﹤0.01%
100
– –
RWX icon
1283
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$8K ﹤0.01%
227
– –
SDOG icon
1284
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$8K ﹤0.01%
168
+2
+1% +$105
SEIC icon
1285
SEI Investments
SEIC
$12.6B
$8K ﹤0.01%
148
-764
-84% -$46.6K
TRMB icon
1286
Trimble
TRMB
$13.6B
$8K ﹤0.01%
105
+2
+2% +$176
TTD icon
1287
Trade Desk
TTD
$6.29B
$8K ﹤0.01%
123
-5,008
-98% -$387K
VNT icon
1288
Vontier
VNT
$4.63B
$8K ﹤0.01%
241
+8
+3% +$272
X
1289
DELISTED
US Steel
X
$8K ﹤0.01%
391
– –
XLG icon
1290
Invesco S&P 500 Top 50 ETF
XLG
$11B
$8K ﹤0.01%
270
+10
+4% +$339
YETI icon
1291
Yeti Holdings
YETI
$3.99B
$8K ﹤0.01%
99
– –
GOEV
1292
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$8K ﹤0.01%
2
– –
MGU
1293
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$8K ﹤0.01%
366
– –
CTXS
1294
DELISTED
Citrix Systems Inc
CTXS
$8K ﹤0.01%
80
– –
TVTY
1295
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$8K ﹤0.01%
375
– –
AA icon
1296
Alcoa
AA
$13.6B
$7K ﹤0.01%
160
– –
AEIS icon
1297
Advanced Energy
AEIS
$12.6B
$7K ﹤0.01%
82
– –
AFRM icon
1298
Affirm
AFRM
$25.3B
$7K ﹤0.01%
+62
New +$4.96K
ALNY icon
1299
Alnylam Pharmaceuticals
ALNY
$29B
$7K ﹤0.01%
41
+7
+21% +$1.31K
AMC icon
1300
AMC Entertainment Holdings
AMC
$2.16B
$7K ﹤0.01%
21
– –
50 51
52
53 54

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.