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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
1151
Watsco Inc
WSO
$13.3B
$12K ﹤0.01%
48
+7
+17% +$1.96K
YEXT icon
1152
Yext
YEXT
$576M
$12K ﹤0.01%
1,000
– –
ZION icon
1153
Zions Bancorporation
ZION
$10.4B
$12K ﹤0.01%
205
– –
ARVL
1154
DELISTED
Arrival Ordinary Shares
ARVL
$12K ﹤0.01%
20
– –
STOR
1155
DELISTED
STORE Capital Corporation
STOR
$12K ﹤0.01%
400
-200
-33% -$7.08K
FLXN
1156
DELISTED
Flexion Therapeutics, Inc.
FLXN
$12K ﹤0.01%
2,000
– –
ABR icon
1157
Arbor Realty Trust
ABR
$998M
$11K ﹤0.01%
645
-10,616
-94% -$192K
ASML icon
1158
ASML
ASML
$686B
$11K ﹤0.01%
+16
New +$12.6K
BAH icon
1159
Booz Allen Hamilton
BAH
$9.43B
$11K ﹤0.01%
142
-658
-82% -$55K
BBDC icon
1160
Barings BDC
BBDC
$973M
$11K ﹤0.01%
1,000
– –
CACC icon
1161
Credit Acceptance
CACC
$5.95B
$11K ﹤0.01%
20
-5
-20% -$2.72K
CALM icon
1162
Cal-Maine
CALM
$3.88B
$11K ﹤0.01%
323
– –
CPNG icon
1163
Coupang
CPNG
$29.7B
$11K ﹤0.01%
400
– –
ENSG icon
1164
The Ensign Group
ENSG
$10.6B
$11K ﹤0.01%
147
– –
EWQ icon
1165
iShares MSCI France ETF
EWQ
$334M
$11K ﹤0.01%
+305
New +$11.7K
EWY icon
1166
iShares MSCI South Korea ETF
EWY
$25.8B
$11K ﹤0.01%
+142
New +$12.4K
FFIN icon
1167
First Financial Bankshares
FFIN
$5B
$11K ﹤0.01%
246
– –
HAIN icon
1168
Hain Celestial
HAIN
$50.4M
$11K ﹤0.01%
262
+39
+17% +$1.54K
HEI.A icon
1169
HEICO Corp Class A
HEI.A
$36.9B
$11K ﹤0.01%
98
+6
+7% +$716
PPLI
1170
People Inc
PPLI
$3B
$11K ﹤0.01%
107
-1
-0.9% -$110
IFF icon
1171
International Flavors & Fragrances
IFF
$21.7B
$11K ﹤0.01%
85
-356
-81% -$52.3K
IWN icon
1172
iShares Russell 2000 Value ETF
IWN
$14.6B
$11K ﹤0.01%
71
– –
IYY icon
1173
iShares Dow Jones US ETF
IYY
$3.06B
$11K ﹤0.01%
108
– –
KB icon
1174
KB Financial Group
KB
$41.3B
$11K ﹤0.01%
241
– –
KIDS icon
1175
OrthoPediatrics
KIDS
$634M
$11K ﹤0.01%
177
– –
45 46
47
48 49

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.