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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
851
Hewlett Packard
HPE
$70.5B
$10K ﹤0.01%
754
-62
-8% -$929
IFF icon
852
International Flavors & Fragrances
IFF
$21.9B
$10K ﹤0.01%
76
+3
+4% +$415
IFV icon
853
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$10K ﹤0.01%
600
– –
KKR icon
854
KKR & Co
KKR
$92.3B
$10K ﹤0.01%
525
+94
+22% +$2.15K
MOAT icon
855
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$10K ﹤0.01%
242
– –
NEM icon
856
Newmont
NEM
$119B
$10K ﹤0.01%
304
– –
NOV icon
857
NOV
NOV
$7B
$10K ﹤0.01%
366
– –
REG icon
858
Regency Centers
REG
$14.1B
$10K ﹤0.01%
177
– –
SCHP icon
859
Schwab US TIPS ETF
SCHP
$16.2B
$10K ﹤0.01%
+386
New +$10.3K
SMFG icon
860
Sumitomo Mitsui Financial
SMFG
$164B
$10K ﹤0.01%
1,576
– –
SPR
861
DELISTED
Spirit AeroSystems
SPR
$10K ﹤0.01%
150
– –
TECH icon
862
Bio-Techne
TECH
$11.3B
$10K ﹤0.01%
300
– –
TYL icon
863
Tyler Technologies
TYL
$12.8B
$10K ﹤0.01%
58
+3
+5% +$593
VRSN icon
864
VeriSign
VRSN
$26.6B
$10K ﹤0.01%
69
– –
WB icon
865
Weibo
WB
$1.95B
$10K ﹤0.01%
161
+30
+23% +$1.82K
WST icon
866
West Pharmaceutical
WST
$24.9B
$10K ﹤0.01%
105
-5
-5% -$543
TWOU
867
DELISTED
2U Inc
TWOU
$10K ﹤0.01%
7
+3
+75% +$5.28K
NS
868
DELISTED
NuStar Energy L.P.
NS
$10K ﹤0.01%
453
– –
CERN
869
DELISTED
Cerner Corp
CERN
$10K ﹤0.01%
200
– –
BSJK
870
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
445
– –
BDCL
871
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
795
– –
LLL
872
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
62
– –
BSCK
873
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$10K ﹤0.01%
515
– –
AVNS
874
DELISTED
Avanos Medical
AVNS
$9K ﹤0.01%
237
– –
BBDC icon
875
Barings BDC
BBDC
$965M
$9K ﹤0.01%
1,000
-1,100
-52% -$10.9K
33 34
35
36 37

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.