Carroll Financial Associates’s 2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev BDCL Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-795	Closed	-$11K	–	1818
2019 Q2	$11K	Hold	795	–	–	﹤0.01%	1002
2019 Q1	$11K	Hold	795	–	–	﹤0.01%	933
2018 Q4	$10K	Hold	795	–	–	﹤0.01%	871
2018 Q3	$12K	Hold	795	–	–	﹤0.01%	858
2018 Q2	$12K	Hold	795	–	–	﹤0.01%	827
2018 Q1	$11K	Hold	795	–	–	﹤0.01%	821
2017 Q4	$13K	Buy	795 +620	+354%	+$10.1K	﹤0.01%	774
2017 Q3	$3K	Hold	175	–	–	﹤0.01%	1087
2017 Q2	$3K	Hold	175	–	–	﹤0.01%	1076
2017 Q1	$3K	Hold	175	–	–	﹤0.01%	1077
2016 Q4	$3K	Sell	175 -4,585	-96%	-$78.6K	﹤0.01%	1035
2016 Q3	$89K	Sell	4,760 -29,590	-86%	-$553K	0.01%	362
2016 Q2	$576K	Sell	34,350 -4,250	-11%	-$71.3K	0.1%	126
2016 Q1	$623K	Sell	38,600 -2,000	-5%	-$32.3K	0.12%	113
2015 Q4	$648K	Buy	40,600 +2,200	+6%	+$35.1K	0.13%	105
2015 Q3	$619K	Buy	38,400 +3,950	+11%	+$63.7K	0.14%	104
2015 Q2	$701K	Buy	34,450 +34,150	+11,383%	+$695K	0.16%	98
2015 Q1	$7K	Hold	300	–	–	﹤0.01%	588
2014 Q4	$6K	Sell	300 -25,000	-99%	-$500K	﹤0.01%	562
2014 Q3	$602K	Sell	25,300 -100	-0.4%	-$2.38K	0.19%	86
2014 Q2	$728K	Buy	25,400 +12,400	+95%	+$355K	0.2%	79
2014 Q1	$365K	Buy	13,000 +5,200	+67%	+$146K	0.12%	107
2013 Q4	$232K	Sell	7,800 -6,400	-45%	-$190K	0.08%	133
2013 Q3	$397K	Sell	14,200 -3,650	-20%	-$102K	0.15%	94
2013 Q2	$0	Buy	+17,850	New	–	﹤0.01%	717