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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASCMA
851
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$1K ﹤0.01%
10
– –
JRO
852
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1K ﹤0.01%
+41
New +$497
DCM
853
DELISTED
NTT DOCOMO, Inc.
DCM
$1K ﹤0.01%
70
– –
KMI.WS
854
DELISTED
Kinder Morgan Inc
KMI.WS
$1K ﹤0.01%
640
– –
OIL
855
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$1K ﹤0.01%
+60
New +$1.39K
ACCO icon
856
Acco Brands
ACCO
$407M
$0 ﹤0.01%
16
– –
ARE icon
857
Alexandria Real Estate Equities
ARE
$8.56B
– –
-5
Closed –
AUB icon
858
Atlantic Union Bankshares
AUB
$5.97B
– –
-34,011
Closed -$843K
AVNW icon
859
Aviat Networks
AVNW
$273M
$0 ﹤0.01%
4
– –
BAC.PRE icon
860
Bank of America Depository Shares Series E
BAC.PRE
$1.48B
– –
-130,357
Closed -$2.62M
BB icon
861
BlackBerry
BB
$5.26B
$0 ﹤0.01%
15
– –
BGT icon
862
BlackRock Floating Rate Income Trust
BGT
$325M
$0 ﹤0.01%
+13
New +$184
BKLN icon
863
Invesco Senior Loan ETF
BKLN
$6.81B
$0 ﹤0.01%
+20
New +$497
BLV icon
864
Vanguard Long-Term Bond ETF
BLV
$5.75B
$0 ﹤0.01%
4
– –
BML.PRH
865
Bank of America Depository Shares Series 2
BML.PRH
$829M
– –
-11,900
Closed -$209K
BSV icon
866
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-200
Closed -$15K
CASI
867
DELISTED
CASI Pharmaceuticals
CASI
$0 ﹤0.01%
1
– –
CEF icon
868
Sprott Physical Gold and Silver Trust
CEF
$8.06B
– –
-3,970
Closed -$52K
CHH icon
869
Choice Hotels
CHH
$4.8B
– –
-100
Closed -$4K
CHSCP
870
CHS Inc 8% Preferred Stock
CHSCP
$328M
– –
-166
Closed -$4K
CLAR icon
871
Clarus
CLAR
$143M
$0 ﹤0.01%
25
– –
CPRI icon
872
Capri Holdings
CPRI
$1.74B
– –
-45
Closed -$3K
CRNT icon
873
Ceragon Networks
CRNT
$201M
$0 ﹤0.01%
25
– –
ELP
874
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$0 ﹤0.01%
30
– –
EMB icon
875
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$0 ﹤0.01%
+4
New +$436
33 34
35
36 37

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.