Carroll Financial Associates’s CASI Pharmaceuticals CASI Stock Holding History

Carroll Financial Associates’s Portfolio CASI Stock Details CASI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1	Closed	-$14	–	1079
2015 Q2	$0	Buy	+1	New	+$15	﹤0.01%	1076
2014 Q4	–	Sell	-1	Closed	–	–	748
2014 Q3	$0	Buy	+1	New	+$18	﹤0.01%	842
2014 Q2	–	Sell	-1	Closed	–	–	914
2014 Q1	$0	Hold	1	–	–	﹤0.01%	873
2013 Q4	$0	Hold	1	–	–	﹤0.01%	811
2013 Q3	$0	Hold	1	–	–	﹤0.01%	801
2013 Q2	$0	Buy	+1	New	+$19	﹤0.01%	622

Other funds holding CASI

Wellington Shields Capital Management New York $666M AUM 45.43% 1-Year Est. Return

Wellington Shields & Co New York $392M AUM 30.65% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

California Public Employees Retirement System

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return