BlackRock Fund Advisors’s CASI Pharmaceuticals CASI Stock Holding History

BlackRock Fund Advisors’s Portfolio CASI Stock Details CASI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	$44K	Buy	3,789 +193	+5%	+$2.64K	﹤0.01%	3784
2016 Q3	$40K	Buy	3,596 +30	+0.8%	+$329	﹤0.01%	3821
2016 Q2	$42K	Sell	3,566 -39	-1%	-$492	﹤0.01%	3853
2016 Q1	$38K	Sell	3,605 -216	-6%	-$2.09K	﹤0.01%	3847
2015 Q4	$37K	Buy	3,821 +323	+9%	+$3.67K	﹤0.01%	3914
2015 Q3	$37K	Sell	3,498 -93	-3%	-$1.34K	﹤0.01%	3862
2015 Q2	$64K	Buy	3,591 +433	+14%	+$6.47K	﹤0.01%	3798
2015 Q1	$47K	Sell	3,158 -214	-6%	-$3.37K	﹤0.01%	3703
2014 Q4	$45K	Buy	3,372 +241	+8%	+$3.78K	﹤0.01%	3682
2014 Q3	$56K	Buy	+3,131	New	+$55.7K	﹤0.01%	3697
2014 Q2	–	Sell	-3,263	Closed	-$59K	–	3859
2014 Q1	$59K	Buy	3,263 +396	+14%	+$7.49K	﹤0.01%	3642
2013 Q4	$48K	Buy	2,867 +120	+4%	+$2.03K	﹤0.01%	3662
2013 Q3	$49K	Buy	2,747 +216	+9%	+$4.1K	﹤0.01%	3635
2013 Q2	$51K	Buy	+2,531	New	+$49.1K	﹤0.01%	3606

Other funds holding CASI

Wellington Shields Capital Management New York $666M AUM 45.43% 1-Year Est. Return

Wellington Shields & Co New York $392M AUM 30.65% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

California Public Employees Retirement System

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Renaissance Technologies

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return