CFA
JRO

Carroll Financial Associates’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Carroll Financial Associates’s Portfolio JRO Stock Details JRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-41
Closed -$1K – 1038
2014
Q2 		$1K Hold
41
– – ﹤0.01% 904
2014
Q1 		$1K Buy
+41
New +$497 ﹤0.01% 857
2013
Q4 		– Sell
-41
Closed – – 989
2013
Q3 		$0 Buy
+41
New +$512 ﹤0.01% 923

Other funds holding JRO

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
TAM
Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
GI
Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Carroll Financial Associates's JRO Position: Q3 2014 in Review

Carroll Financial Associates sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q3 2014, closing a stake of 41 shares — an estimated $1K sold.

Carroll Financial Associates first reported a position in JRO in Q3 2013 and held it in 3 quarters. The position peaked at $1K in Q2 2014. 58 funds tracked by Wall St. Rank hold JRO as of Q3 2014.

  • Carroll Financial Associates reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q3 2014 after selling out during the quarter.
  • Carroll Financial Associates sold 41 Nuveen Floating Rate Income Opportunty Fund shares in Q3 2014, an estimated $1K.
  • Carroll Financial Associates first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q3 2013 and held it in 3 quarters.
  • Carroll Financial Associates's Nuveen Floating Rate Income Opportunty Fund position peaked at $1K in Q2 2014.
  • 58 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q3 2014.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.