We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
776
Schwab US REIT ETF
SCHH
$11.2B
$44K ﹤0.01%
1,956
+140
+8% +$3.34K
WINC
777
DELISTED
Western Asset Short Duration Income ETF
WINC
$44K ﹤0.01%
1,695
-158
-9% -$4.16K
SAFM
778
DELISTED
Sanderson Farms Inc
SAFM
$44K ﹤0.01%
236
+11
+5% +$2.08K
CHRW icon
779
C.H. Robinson
CHRW
$17B
$43K ﹤0.01%
503
+19
+4% +$1.72K
CPB icon
780
Campbell Soup
CPB
$6.75B
$43K ﹤0.01%
1,037
-300
-22% -$13K
HERO icon
781
Global X Video Games & Esports ETF
HERO
$67.7M
$43K ﹤0.01%
1,567
– –
HUM icon
782
Humana
HUM
$45.1B
$43K ﹤0.01%
111
+16
+17% +$6.79K
MDY icon
783
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$43K ﹤0.01%
90
– –
MGV icon
784
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$43K ﹤0.01%
443
+81
+22% +$8.18K
ORMP icon
785
Oramed Pharmaceuticals
ORMP
$176M
$43K ﹤0.01%
+2,000
New +$34.1K
WRB icon
786
W.R. Berkley
WRB
$26.2B
$43K ﹤0.01%
1,350
– –
DRIV icon
787
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$42K ﹤0.01%
1,565
+124
+9% +$3.5K
EDIT icon
788
Editas Medicine
EDIT
$455M
$42K ﹤0.01%
1,028
– –
FMC icon
789
FMC
FMC
$1.31B
$42K ﹤0.01%
469
+1
+0.2% +$99
GOVI icon
790
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$42K ﹤0.01%
+1,175
New +$43.5K
IDXX icon
791
Idexx Laboratories
IDXX
$46.6B
$42K ﹤0.01%
69
-456
-87% -$306K
NI icon
792
NiSource
NI
$20.1B
$42K ﹤0.01%
1,736
+28
+2% +$698
STZ icon
793
Constellation Brands
STZ
$22.5B
$42K ﹤0.01%
202
-296
-59% -$64.6K
WST icon
794
West Pharmaceutical
WST
$24.8B
$42K ﹤0.01%
101
+3
+3% +$1.26K
EQX icon
795
Equinox Gold
EQX
$13.6B
$41K ﹤0.01%
6,238
– –
GLOB icon
796
Globant
GLOB
$1.68B
$41K ﹤0.01%
147
-1
-0.7% -$274
M icon
797
Macy's
M
$6.45B
$41K ﹤0.01%
1,850
+1,019
+123% +$20.4K
TPHD icon
798
Timothy Plan High Dividend Stock ETF
TPHD
$369M
$41K ﹤0.01%
1,421
– –
TSCO icon
799
Tractor Supply
TSCO
$18.5B
$41K ﹤0.01%
1,020
+55
+6% +$2.13K
ANET icon
800
Arista Networks
ANET
$248B
$40K ﹤0.01%
1,888
-3,072
-62% -$70.4K
30 31
32
33 34

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.