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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DM
601
DELISTED
Dominion Energy Midstream Ptr LP
DM
$28K ﹤0.01%
+1,587
New +$29.2K
CHKP icon
602
Check Point Software Technologies
CHKP
$13.1B
$27K ﹤0.01%
259
+22
+9% +$2.42K
DOV icon
603
Dover
DOV
$28.4B
$27K ﹤0.01%
367
-190
-34% -$15.5K
HPQ icon
604
HP
HPQ
$27.5B
$27K ﹤0.01%
1,314
+129
+11% +$3.01K
WSM icon
605
Williams-Sonoma
WSM
$29.6B
$27K ﹤0.01%
1,052
– –
BGC icon
606
BGC Group
BGC
$4.89B
$26K ﹤0.01%
4,581
-2,518
-35% -$16.6K
PTF icon
607
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
$26K ﹤0.01%
1,440
– –
REGN icon
608
Regeneron Pharmaceuticals
REGN
$80.8B
$26K ﹤0.01%
67
– –
SBAC icon
609
SBA Communications
SBAC
$19.5B
$26K ﹤0.01%
159
+39
+33% +$6.35K
XLB icon
610
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$26K ﹤0.01%
1,040
+44
+4% +$1.17K
FLXN
611
DELISTED
Flexion Therapeutics, Inc.
FLXN
$26K ﹤0.01%
2,000
+1,000
+100% +$15.7K
ANF icon
612
Abercrombie & Fitch
ANF
$5B
$25K ﹤0.01%
1,204
– –
ERC
613
Allspring Multi-Sector Income Fund
ERC
$259M
$25K ﹤0.01%
2,235
– –
FDL icon
614
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$25K ﹤0.01%
910
– –
HDEF icon
615
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.36B
$25K ﹤0.01%
1,200
-2,310
-66% -$50.7K
ILCG icon
616
iShares Morningstar Growth ETF
ILCG
$3.28B
$25K ﹤0.01%
775
– –
PAA icon
617
Plains All American Pipeline
PAA
$16.1B
$25K ﹤0.01%
1,087
– –
QCLN icon
618
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$25K ﹤0.01%
1,435
– –
VLO icon
619
Valero Energy
VLO
$85.9B
$25K ﹤0.01%
328
– –
BPY
620
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$25K ﹤0.01%
1,500
+1,306
+673% +$23.9K
TIF
621
DELISTED
Tiffany & Co.
TIF
$25K ﹤0.01%
292
– –
BSCJ
622
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$25K ﹤0.01%
1,190
– –
BIP icon
623
Brookfield Infrastructure Partners
BIP
$18B
$24K ﹤0.01%
1,134
– –
DIAX
624
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$24K ﹤0.01%
1,500
– –
EFR
625
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$24K ﹤0.01%
1,900
– –
23 24
25
26 27

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.