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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESS icon
601
Essex Property Trust
ESS
$18.5B
$28K ﹤0.01%
119
+81
+213% +$19.3K
FFC
602
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$28K ﹤0.01%
1,485
– –
PTF icon
603
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
$28K ﹤0.01%
1,440
– –
XLB icon
604
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$28K ﹤0.01%
994
– –
EFR
605
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$27K ﹤0.01%
1,900
– –
ERC
606
Allspring Multi-Sector Income Fund
ERC
$259M
$27K ﹤0.01%
2,235
– –
ILCG icon
607
iShares Morningstar Growth ETF
ILCG
$3.27B
$27K ﹤0.01%
775
– –
K
608
DELISTED
Kellanova
K
$27K ﹤0.01%
412
+176
+75% +$10.5K
NWG icon
609
NatWest
NWG
$76.4B
$27K ﹤0.01%
3,798
– –
TAN icon
610
Invesco Solar ETF
TAN
$1.49B
$27K ﹤0.01%
+1,177
New +$29.1K
TSN icon
611
Tyson Foods
TSN
$20.4B
$27K ﹤0.01%
+400
New +$27.8K
TVTX icon
612
Travere Therapeutics
TVTX
$5.78B
$27K ﹤0.01%
1,000
– –
CERN
613
DELISTED
Cerner Corp
CERN
$27K ﹤0.01%
460
– –
CRSP icon
614
CRISPR Therapeutics
CRSP
$5.17B
$26K ﹤0.01%
450
– –
FDL icon
615
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$26K ﹤0.01%
910
– –
STZ icon
616
Constellation Brands
STZ
$23.2B
$26K ﹤0.01%
122
+97
+388% +$21.9K
UYG icon
617
ProShares Ultra Financials
UYG
$847M
$26K ﹤0.01%
660
– –
CMBS icon
618
iShares CMBS ETF
CMBS
$472M
$25K ﹤0.01%
502
– –
FTA icon
619
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$25K ﹤0.01%
490
– –
IT icon
620
Gartner
IT
$11.7B
$25K ﹤0.01%
195
+119
+157% +$15.2K
J icon
621
Jacobs Solutions
J
$17B
$25K ﹤0.01%
484
– –
NTRS icon
622
Northern Trust
NTRS
$33.9B
$25K ﹤0.01%
250
– –
RPG icon
623
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$25K ﹤0.01%
1,100
– –
VRSK icon
624
Verisk Analytics
VRSK
$25B
$25K ﹤0.01%
241
– –
LGF.A
625
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$25K ﹤0.01%
1,011
– –
23 24
25
26 27

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.