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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
501
LyondellBasell Industries
LYB
$20.2B
$117K 0.01%
1,255
-163
-11% -$16K
PFG icon
502
Principal Financial Group
PFG
$24.4B
$116K 0.01%
1,811
-163
-8% -$10.5K
CMI icon
503
Cummins
CMI
$87.4B
$115K 0.01%
516
– –
HEI icon
504
HEICO Corp
HEI
$50.9B
$115K 0.01%
872
-1,772
-67% -$233K
IJS icon
505
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$115K 0.01%
1,152
– –
PDN icon
506
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$364M
$115K 0.01%
3,065
– –
ATO icon
507
Atmos Energy
ATO
$28.4B
$114K 0.01%
1,294
+11
+0.9% +$1.06K
MLM icon
508
Martin Marietta Materials
MLM
$33B
$114K 0.01%
335
+66
+25% +$24K
VT icon
509
Vanguard Total World Stock ETF
VT
$81.2B
$114K 0.01%
1,125
– –
ECL icon
510
Ecolab
ECL
$79.7B
$113K 0.01%
546
-199
-27% -$43.6K
BIV icon
511
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$110K 0.01%
1,233
– –
FHN icon
512
First Horizon
FHN
$12B
$110K 0.01%
6,762
+43
+0.6% +$685
SPGI icon
513
S&P Global
SPGI
$121B
$110K 0.01%
260
+235
+940% +$102K
DFUS
514
Dimensional US Equity ETF
DFUS
$21.6B
$109K 0.01%
+2,329
New +$113K
FIVE icon
515
Five Below
FIVE
$13B
$109K 0.01%
617
– –
KARS icon
516
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$109K 0.01%
2,355
– –
VTC icon
517
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$109K 0.01%
1,200
– –
L icon
518
Loews
L
$23.3B
$108K 0.01%
2,012
– –
LDP icon
519
Cohen & Steers Duration Preferred & Income Fund
LDP
$603M
$108K 0.01%
3,961
-222
-5% -$6.03K
MJ icon
520
Amplify Alternative Harvest ETF
MJ
$105M
$108K 0.01%
631
+9
+1% +$1.84K
TIPZ icon
521
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.3M
$108K 0.01%
1,658
– –
WTRG icon
522
Essential Utilities
WTRG
$11.3B
$108K 0.01%
2,355
+2
+0.1% +$97
FTNT icon
523
Fortinet
FTNT
$120B
$107K 0.01%
1,845
-25
-1% -$1.45K
JETS icon
524
US Global Jets ETF
JETS
$821M
$107K 0.01%
4,536
– –
LAMR icon
525
Lamar Advertising Co
LAMR
$15.7B
$107K 0.01%
950
– –
19 20
21
22 23

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.