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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
426
CME Group
CME
$94.8B
$170K 0.01%
881
+2
+0.2% +$405
IQSU icon
427
IQ Candriam US Large Cap Equity ETF
IQSU
$339M
$169K 0.01%
4,565
– –
WY icon
428
Weyerhaeuser
WY
$18.2B
$168K 0.01%
4,743
-1,000
-17% -$35K
PWR icon
429
Quanta Services
PWR
$99.4B
$167K 0.01%
1,469
-83
-5% -$8.32K
WEC icon
430
WEC Energy
WEC
$34.6B
$166K 0.01%
1,883
-16
-0.8% -$1.5K
LHX icon
431
L3Harris
LHX
$54B
$165K 0.01%
751
+7
+0.9% +$1.59K
SMOG icon
432
VanEck Low Carbon Energy ETF
SMOG
$134M
$164K 0.01%
1,101
– –
VTR icon
433
Ventas
VTR
$47.2B
$164K 0.01%
2,986
– –
XLV icon
434
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$164K 0.01%
1,289
-1,391
-52% -$184K
RSPU icon
435
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$163K 0.01%
3,190
– –
SCHM icon
436
Schwab US Mid-Cap ETF
SCHM
$15B
$162K 0.01%
6,351
– –
XEL icon
437
Xcel Energy
XEL
$48B
$161K 0.01%
2,588
– –
CCI icon
438
Crown Castle
CCI
$31.3B
$160K 0.01%
927
+6
+0.7% +$1.16K
HFRO
439
Highland Opportunities and Income Fund
HFRO
$404M
$160K 0.01%
14,900
-24,800
-62% -$266K
ROST icon
440
Ross Stores
ROST
$81.7B
$160K 0.01%
1,469
– –
ESG icon
441
FlexShares STOXX US ESG Select Index Fund
ESG
$137M
$159K 0.01%
1,510
– –
SDG icon
442
iShares MSCI Global Sustainable Development Goals ETF
SDG
$174M
$159K 0.01%
1,660
+315
+23% +$31K
XLI icon
443
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$159K 0.01%
1,635
-1,651
-50% -$170K
ALLY icon
444
Ally Financial
ALLY
$13.3B
$158K 0.01%
3,097
– –
FNV icon
445
Franco-Nevada
FNV
$46.5B
$158K 0.01%
1,219
– –
FNB icon
446
FNB Corp
FNB
$6.75B
$156K 0.01%
13,457
– –
ET icon
447
Energy Transfer Partners
ET
$70.9B
$154K 0.01%
16,078
+70
+0.4% +$672
VFC icon
448
VF Corp
VFC
$5.86B
$152K 0.01%
2,277
-106
-4% -$8.13K
QQD
449
DELISTED
Simplify Exchange Traded Funds Simplify Nasdaq 100 PLUS Downside Convexity ETF
QQD
$152K 0.01%
+5,200
New +$157K
NTR icon
450
Nutrien
NTR
$31.6B
$151K 0.01%
2,335
-25
-1% -$1.53K
16 17
18
19 20

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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.