We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTIN icon
426
Pacer Trendpilot International ETF
PTIN
$188M
$148K 0.01%
+5,910
New +$147K
ICLN icon
427
iShares Global Clean Energy ETF
ICLN
$2.1B
$145K 0.01%
13,388
– –
JSML icon
428
Janus Henderson Small Cap Growth Alpha ETF
JSML
$379M
$145K 0.01%
3,465
– –
ARI
429
Apollo Commercial Real Estate
ARI
$885M
$144K 0.01%
7,525
-1,369
-15% -$25.8K
MET icon
430
MetLife
MET
$62.1B
$143K 0.01%
3,050
-112
-4% -$5.34K
XLP icon
431
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$143K 0.01%
2,344
+126
+6% +$7.58K
IEF icon
432
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$142K 0.01%
1,264
+1,214
+2,428% +$135K
NUAG icon
433
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.7M
$142K 0.01%
5,716
-7,254
-56% -$179K
EL icon
434
Estee Lauder
EL
$32B
$140K 0.01%
704
-110
-14% -$21K
NKSH icon
435
National Bankshares
NKSH
$268M
$140K 0.01%
3,500
– –
AZN icon
436
AstraZeneca
AZN
$250B
$139K 0.01%
1,570
– –
PRAH
437
DELISTED
PRA Health Sciences, Inc.
PRAH
$139K 0.01%
1,410
– –
MLPI
438
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$139K 0.01%
6,678
+363
+6% +$7.76K
WY icon
439
Weyerhaeuser
WY
$18.4B
$138K 0.01%
5,006
+531
+12% +$13.9K
SMM
440
DELISTED
Salient Midstream & MLP Fund
SMM
$138K 0.01%
17,610
– –
MCK icon
441
McKesson
MCK
$101B
$137K 0.01%
1,008
-99
-9% -$14K
CNI icon
442
Canadian National Railway
CNI
$76.6B
$136K 0.01%
1,523
– –
JHMT
443
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$136K 0.01%
2,728
+2,077
+319% +$104K
EQC
444
DELISTED
Equity Commonwealth
EQC
$134K 0.01%
+3,934
New +$132K
NTR icon
445
Nutrien
NTR
$30.7B
$133K 0.01%
2,672
-171
-6% -$8.73K
PPA icon
446
Invesco Aerospace & Defense ETF
PPA
$8.7B
$133K 0.01%
1,972
+129
+7% +$8.6K
XEL icon
447
Xcel Energy
XEL
$48.8B
$133K 0.01%
2,065
– –
RDS.B
448
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$133K 0.01%
2,228
+100
+5% +$5.97K
DHI icon
449
D.R. Horton
DHI
$42.3B
$132K 0.01%
2,518
+2,516
+125,800% +$120K
CINF icon
450
Cincinnati Financial
CINF
$27.1B
$131K 0.01%
1,131
– –
16 17
18
19 20

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.