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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STIP icon
426
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$77K 0.01%
789
-615
-44% -$60.4K
TOWN icon
427
Towne Bank
TOWN
$3.42B
$77K 0.01%
3,081
-3,081
-50% -$84.6K
FPE icon
428
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$76K 0.01%
4,187
– –
BBRC
429
DELISTED
Columbia Beyond BRICs ETF
BBRC
$76K 0.01%
4,740
-660
-12% -$11.1K
FBNC icon
430
First Bancorp
FBNC
$2.68B
$74K 0.01%
2,250
– –
FMC icon
431
FMC
FMC
$1.33B
$74K 0.01%
1,103
– –
IYH icon
432
iShares US Healthcare ETF
IYH
$3.71B
$74K 0.01%
2,040
– –
GRNB icon
433
VanEck Green Bond ETF
GRNB
$185M
$73K 0.01%
2,884
– –
MLM icon
434
Martin Marietta Materials
MLM
$33B
$73K 0.01%
409
-86
-17% -$15.3K
VT icon
435
Vanguard Total World Stock ETF
VT
$81.3B
$73K 0.01%
1,100
– –
ZIV
436
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$73K 0.01%
1,188
+2
+0.2% +$135
BUD icon
437
AB InBev
BUD
$165B
$72K 0.01%
1,043
+6
+0.6% +$459
MEAR icon
438
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K 0.01%
1,450
– –
RNST icon
439
Renasant Corp
RNST
$3.91B
$70K 0.01%
2,152
– –
TSM icon
440
TSMC
TSM
$2.18T
$70K 0.01%
2,007
+46
+2% +$1.75K
MKC icon
441
McCormick & Company Non-Voting
MKC
$14.2B
$69K 0.01%
1,010
-350
-26% -$25.1K
NTR icon
442
Nutrien
NTR
$30.7B
$69K 0.01%
1,462
-100
-6% -$5.21K
TSLA icon
443
Tesla
TSLA
$1.3T
$69K 0.01%
3,090
-225
-7% -$4.84K
FDUS icon
444
Fidus Investment
FDUS
$772M
$68K 0.01%
5,460
– –
NVG icon
445
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$68K 0.01%
4,776
– –
WBA
446
DELISTED
Walgreens Boots Alliance
WBA
$67K 0.01%
969
+51
+6% +$3.96K
BLK icon
447
Blackrock
BLK
$176B
$66K 0.01%
169
+21
+14% +$8.6K
SU icon
448
Suncor Energy
SU
$70.3B
$66K 0.01%
2,243
+29
+1% +$964
EV
449
DELISTED
Eaton Vance Corp.
EV
$66K 0.01%
1,852
– –
FDX icon
450
FedEx
FDX
$75.4B
$65K 0.01%
393
-240
-38% -$50.8K
16 17
18
19 20

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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.