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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-27.99%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$181M
AUM Growth
-$171M
Cap. Flow
-$81.1M
Cap. Flow %
-44.74%
Top 10 Hldgs %
59.62%
Holding
225
New
31
Increased
30
Reduced
24
Closed
122

Top Buys

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$12.3M
2
NHLD
National Holdings Corporation
NHLD
+$9.35M
3
LEGH icon
Legacy Housing
LEGH
+$8.59M
4
QMCO icon
Quantum Corp
QMCO
+$7.64M
5
LONE
Lonestar Resources US Inc. Class A Common Stock
LONE
+$7.51M

Top Sells

Rank Stock Value
1
CALL
magicJack VocalTec Ltd
CALL
+$10.4M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.95M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.09M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.1M
5
ANW
Aegean Marine Petroleum Network
ANW
+$6.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.57%
2 Consumer Discretionary 22.07%
3 Industrials 15.59%
4 Financials 9.5%
5 Technology 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNS
201
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-268,360
Closed -$4.48M
KBLMR
202
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-40,000
Closed -$18K
KBLMW
203
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-40,000
Closed -$8K
GARS
204
DELISTED
Garrison Capital Inc.
GARS
– –
-21,501
Closed -$178K
IMMU
205
DELISTED
Immunomedics Inc
IMMU
– –
-20,384
Closed -$425K
HCR
206
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-41,625
Closed -$450K
EQM
207
DELISTED
EQM Midstream Partners, LP
EQM
– –
-21,696
Closed -$1.15M
TUES
208
DELISTED
Tuesday Morning Corp
TUES
– –
-19,592
Closed -$63K
GMZ
209
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
-11,559
Closed -$745K
LTS
210
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-150,000
Closed -$405K
CCC.U
211
DELISTED
Churchill Capital Corp
CCC.U
– –
-185,000
Closed -$1.87M
CALL
212
DELISTED
magicJack VocalTec Ltd
CALL
– –
-1,249,600
Closed -$10.4M
ANW
213
DELISTED
Aegean Marine Petroleum Network
ANW
– –
-4,379,308
Closed -$6.26M
5 6 7 8
9

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Financial held 225 positions worth $181M, down 49% from $352M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

B. Riley Financial withdrew a net $81.1M in Q4 2018, closing 122 positions and reducing 24 holdings. Its most notable exit was magicJack VocalTec Ltd, an estimated $10.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, down from 48% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, B. Riley Financial opened a new position in National Holdings Corporation worth $8.13M.

  • B. Riley Financial's largest Q4 2018 buy was National Holdings Corporation: 3,010,054 shares worth $8.13M.
  • B. Riley Financial added most to INNOVATE Corp in Q4 2018, an estimated $12.3M increase.
  • B. Riley Financial's biggest Q4 2018 reduction was Amyris Inc., cutting an estimated $1.56M.
  • B. Riley Financial fully exited magicJack VocalTec Ltd in Q4 2018, selling an estimated $10.4M.
  • B. Riley Financial's ten largest holdings make up 60% of its $181M portfolio in Q4 2018.
  • B. Riley Financial opened 31 new positions and closed 122 in Q4 2018.
  • B. Riley Financial's portfolio value fell 49% quarter-over-quarter to $181M.

Based on B. Riley Financial's 13F filing for Q4 2018, filed 7 Feb 2019.