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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$136M
AUM Growth
-$2.7M
Cap. Flow
-$3.07M
Cap. Flow %
-2.26%
Top 10 Hldgs %
41.85%
Holding
151
New
19
Increased
32
Reduced
45
Closed
17

Top Buys

Rank Stock Value
1
HPQ icon
HP
HPQ
+$1.9M
2
KEM
KEMET Corporation
KEM
+$1.71M
3
VATE icon
INNOVATE Corp
VATE
+$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$970K
5
PRGX
PRGX Global, Inc.
PRGX
+$957K

Top Sells

Rank Stock Value
1
MWW
Monster Worldwide Inc
MWW
+$2.24M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
+$712K
3
SQNS
Sequans Communications SA
SQNS
+$356K
4
WYY icon
WidePoint Corp
WYY
+$346K
5
GUID
Guidance Software, Inc.
GUID
+$344K

Sector Composition

Rank Sector Weight
1 Industrials 14.06%
2 Technology 9.99%
3 Financials 7.62%
4 Consumer Discretionary 3.42%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNTD
1
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$16.5M 12.11%
1,427,228
+372
+0% +$4.17K
PRGX
2
DELISTED
PRGX Global, Inc.
PRGX
$7.53M 5.53%
1,595,131
+241,314
+18% +$957K
VV icon
3
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$6.26M 4.6%
66,598
+286
+0.4% +$25.5K
TNAV
4
DELISTED
Telenav Inc.
TNAV
$4.85M 3.56%
821,652
+21,662
+3% +$125K
AAPC
5
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$4.85M 3.56%
464,828
-3,574
-0.8% -$36.8K
SUNS
6
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.05M 2.98%
277,992
+4,412
+2% +$61.5K
FSYS
7
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$3.38M 2.49%
611,544
+211,634
+53% +$970K
APPS icon
8
Digital Turbine
APPS
$982M
$3.27M 2.4%
2,748,849
-97,931
-3% -$116K
VCSH icon
9
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.2M 2.35%
39,961
-1,508
-4% -$119K
VATE icon
10
INNOVATE Corp
VATE
$106M
$3.06M 2.25%
80,217
+32,139
+67% +$1.23M
KEM
11
DELISTED
KEMET Corporation
KEM
$2.74M 2.02%
1,421,800
+969,600
+214% +$1.71M
MINT icon
12
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.7M 1.99%
26,798
+4,929
+23% +$496K
VO icon
13
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$2.62M 1.93%
86,428
+25,344
+41% +$717K
VCIT icon
14
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.38M 1.75%
27,331
+840
+3% +$71.3K
IWR icon
15
iShares Russell Mid-Cap ETF
IWR
$55.9B
$2.33M 1.71%
57,184
-1,608
-3% -$61.2K
HPQ icon
16
HP
HPQ
$26B
$2.18M 1.61%
+177,261
New +$1.9M
VTIP icon
17
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.1M 1.54%
42,721
+4,235
+11% +$205K
PFLT icon
18
PennantPark Floating Rate Capital
PFLT
$698M
$2.08M 1.53%
177,814
+7,454
+4% +$82.9K
MSFT icon
19
Microsoft
MSFT
$2.9T
$2.02M 1.49%
36,611
-1,000
-3% -$52.4K
BWEN icon
20
Broadwind
BWEN
$81.7M
$1.96M 1.44%
650,000
+6,620
+1% +$14.3K
PNNT
21
Pennant Park Investment Corp
PNNT
$220M
$1.84M 1.36%
304,479
-15,698
-5% -$89.6K
AAPL icon
22
Apple
AAPL
$4.97T
$1.81M 1.33%
66,320
+148
+0.2% +$3.69K
SPY icon
23
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.74M 1.28%
8,469
-849
-9% -$166K
ACWV icon
24
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$1.73M 1.27%
23,502
-25
-0.1% -$1.73K
IDV icon
25
iShares International Select Dividend ETF
IDV
$8.31B
$1.68M 1.23%
57,815
+6,315
+12% +$174K
1
2 3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Financial held 151 positions worth $136M, down 1.9% from $139M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

B. Riley Financial's Q1 2016 filing shows 19 new, 32 increased, 45 reduced and 17 closed positions. Its largest new stake was HP: 177,261 shares worth $2.18M. The largest sale was Monster Worldwide Inc, an estimated $2.24M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 11% a quarter earlier, followed by Technology and Financials.

  • B. Riley Financial's largest Q1 2016 buy was HP: 177,261 shares worth $2.18M.
  • B. Riley Financial added most to KEMET Corporation in Q1 2016, an estimated $1.71M increase.
  • B. Riley Financial's biggest Q1 2016 reduction was Monster Worldwide Inc, cutting an estimated $2.24M.
  • B. Riley Financial fully exited API TECHNOLOGIES CORP. COMMON STOCK in Q1 2016, selling an estimated $712K.
  • B. Riley Financial's ten largest holdings make up 42% of its $136M portfolio in Q1 2016.
  • B. Riley Financial opened 19 new positions and closed 17 in Q1 2016.
  • B. Riley Financial's portfolio value fell 1.9% quarter-over-quarter to $136M.

Based on B. Riley Financial's 13F filing for Q1 2016, filed 16 May 2016.