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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
-18.54%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$297M
AUM Growth
-$89.1M
Cap. Flow
-$2.05M
Cap. Flow %
-0.69%
Top 10 Hldgs %
91.28%
Holding
32
New
4
Increased
9
Reduced
6
Closed
7

Top Buys

Rank Stock Value
1
SPXS icon
Direxion Daily S&P 500 Bear 3x ETF
SPXS
+$12.7M
2
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$7.5M
3
LSEA
Landsea Homes
LSEA
+$7.23M
4
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$3.8M
5
CDZI icon
Cadiz
CDZI
+$3.76M

Top Sells

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$37.8M
2
INDI icon
indie Semiconductor
INDI
+$2.74M
3
LFMD icon
LifeMD
LFMD
+$2.02M
4
DERM icon
Journey Medical
DERM
+$724K
5
IPX
IperionX
IPX
+$491K

Sector Composition

Rank Sector Weight
1 Industrials 55.93%
2 Communication Services 21.43%
3 Miscellaneous 8.12%
4 Technology 6.73%
5 Materials 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.04B
$115M 38.71%
27,288,639
– –
ALTG icon
2
Alta Equipment Group
ALTG
$189M
$43.5M 14.67%
3,609,763
-2,530,000
-41% -$37.8M
DDI
3
DoubleDown Interactive
DDI
$632M
$34.3M 11.56%
4,044,876
+20,356
+0.5% +$183K
PAAI
4
Paradium.AI, Inc.
PAAI
$44.3M
$24.5M 8.24%
5,715,870
+134,550
+2% +$553K
SPXS icon
5
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$374M
$14.2M 4.79%
+90,000
New +$12.7M
SNCR
6
DELISTED
Synchronoss Technologies
SNCR
$11.6M 3.91%
1,342,278
– –
SQQQ icon
7
ProShares UltraPro Short QQQ
SQQQ
$2.14B
$8.18M 2.76%
+16,000
New +$7.5M
LSEA
8
DELISTED
Landsea Homes
LSEA
$7.79M 2.63%
866,850
+722,008
+498% +$7.23M
TACT icon
9
Transact Technologies
TACT
$52.8M
$7.14M 2.41%
1,112,633
– –
PPTA
10
Perpetua Resources
PPTA
$2.84B
$4.78M 1.61%
1,465,751
+236,843
+19% +$831K
CDZI icon
11
Cadiz
CDZI
$297M
$4.45M 1.5%
1,345,824
+980,898
+269% +$3.76M
IPX
12
IperionX
IPX
$658M
$3.69M 1.24%
377,652
-61,848
-14% -$491K
LILM
13
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$3.1M 1.04%
4,349,053
+3,254,249
+297% +$3.8M
MCHX icon
14
Marchex
MCHX
$54.5M
$2.96M 1%
2,042,791
-2,721
-0.1% -$4.79K
ASPS icon
15
Altisource Portfolio Solutions
ASPS
$65.2M
$2.79M 0.94%
+87,304
New +$3.29M
GSM icon
16
FerroAtlántica
GSM
$809M
$2.34M 0.79%
449,667
+249,667
+125% +$1.3M
FAZE
17
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$1.87M 0.63%
11,028,151
– –
QMCO icon
18
Quantum Corp
QMCO
$917M
$1.22M 0.41%
99,765
-22,050
-18% -$364K
DERM icon
19
Journey Medical
DERM
$208M
$1.18M 0.4%
429,595
-323,898
-43% -$724K
NNAVW
20
DELISTED
NextNav Inc Warrant
NNAVW
$827K 0.28%
661,730
+605,756
+1,082% +$552K
LEV.WS.A
21
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$727K 0.25%
1,399,006
– –
GORV
22
DELISTED
Lazydays
GORV
$570K 0.19%
+2,500
New +$823K
EOSEW
23
Eos Energy Enterprises Warrant
EOSEW
$33.1M
$115K 0.04%
274,400
-50,600
-16% -$46K
FAZEW
24
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$3.12K ﹤0.01%
156,001
– –
INDI icon
25
indie Semiconductor
INDI
$714M
– –
-290,986
Closed -$2.74M
1
2

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BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Financial held 32 positions worth $297M, down 23% from $386M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

B. Riley Financial's Q3 2023 filing shows 4 new, 9 increased, 6 reduced and 7 closed positions. Its largest new stake was Direxion Daily S&P 500 Bear 3x ETF: 90,000 shares worth $14.2M. The largest sale was Alta Equipment Group, an estimated $37.8M.

By sector, the portfolio is most concentrated in Industrials at 56% of assets, down from 70% a quarter earlier, followed by Communication Services and Miscellaneous.

  • B. Riley Financial's largest Q3 2023 buy was Direxion Daily S&P 500 Bear 3x ETF: 90,000 shares worth $14.2M.
  • B. Riley Financial added most to Landsea Homes in Q3 2023, an estimated $7.23M increase.
  • B. Riley Financial's biggest Q3 2023 reduction was Alta Equipment Group, cutting an estimated $37.8M.
  • B. Riley Financial fully exited indie Semiconductor in Q3 2023, selling an estimated $2.74M.
  • B. Riley Financial's ten largest holdings make up 91% of its $297M portfolio in Q3 2023.
  • B. Riley Financial opened 4 new positions and closed 7 in Q3 2023.
  • B. Riley Financial's portfolio value fell 23% quarter-over-quarter to $297M.

Based on B. Riley Financial's 13F filing for Q3 2023, filed 13 Nov 2023.