BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+3.79%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$241M
AUM Growth
+$241M
Cap. Flow
+$70.8M
Cap. Flow %
29.38%
Top 10 Hldgs %
27.39%
Holding
235
New
63
Increased
58
Reduced
19
Closed
21

Top Buys

1
COVS
Covisint Corporation
COVS
$7.7M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M
3
FNJN
Finjan Holdings, Inc.
FNJN
$5.46M
4
VATE icon
INNOVATE Corp
VATE
$4.51M
5
CLPR
Clipper Realty
CLPR
$4.38M

Top Sells

1
MCFT icon
MasterCraft Boat Holdings
MCFT
$4.75M
2
KTOS icon
Kratos Defense & Security Solutions
KTOS
$2.91M
3
CLAC
Capitol Acquisition Corp. III
CLAC
$2.51M
4
FG
FGL Holdings Ordinary Shares
FG
$2.24M
5
KAACU
Kayne Anderson Acquisition Corp. Unit
KAACU
$2M

Sector Composition

1 Technology 15.54%
2 Financials 9.29%
3 Consumer Discretionary 8.79%
4 Industrials 6.08%
5 Materials 4.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VV icon
1
Vanguard Large-Cap ETF
VV
$44.5B
$8.68M 2.36% 78,189 +5,472 +8% +$608K
VATE icon
2
INNOVATE Corp
VATE
$72.1M
$8.44M 2.29% 1,434,511 +766,861 +115% +$4.51M
COVS
3
DELISTED
Covisint Corporation
COVS
$7.7M 2.09% +3,141,213 New +$7.7M
GSM icon
4
FerroAtlántica
GSM
$780M
$6.79M 1.85% 568,035 +228,035 +67% +$2.73M
MINT icon
5
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$6.65M 1.81% 65,334 +1,120 +2% +$114K
MCFT icon
6
MasterCraft Boat Holdings
MCFT
$364M
$6.22M 1.69% 317,907 -242,981 -43% -$4.75M
BFYT
7
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$5.88M 1.6% +250,000 New +$5.88M
KEM
8
DELISTED
KEMET Corporation
KEM
$5.51M 1.5% 430,296 -95,562 -18% -$1.22M
FNJN
9
DELISTED
Finjan Holdings, Inc.
FNJN
$5.46M 1.48% +1,664,319 New +$5.46M
SUNS
10
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.65M 1.26% 277,831 -2,875 -1% -$48.1K
CLPR
11
Clipper Realty
CLPR
$72.3M
$4.38M 1.19% +354,604 New +$4.38M
SGI
12
Somnigroup International Inc.
SGI
$17.6B
$3.74M 1.02% 70,000 +50,000 +250% +$2.67M
IVTY
13
DELISTED
Invuity, Inc
IVTY
$3.63M 0.99% +500,000 New +$3.63M
IWR icon
14
iShares Russell Mid-Cap ETF
IWR
$44.4B
$3.42M 0.93% 17,793 +1,806 +11% +$347K
VCSH icon
15
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$3.38M 0.92% 42,247 +188 +0.4% +$15K
VO icon
16
Vanguard Mid-Cap ETF
VO
$87.5B
$3.31M 0.9% 23,191 – –
MSFT icon
17
Microsoft
MSFT
$3.77T
$3.2M 0.87% 46,355 +10,044 +28% +$692K
TNAV
18
DELISTED
Telenav Inc.
TNAV
$3.04M 0.83% 375,393 +237,321 +172% +$1.92M
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$9.15B
$3.04M 0.83% 59,625 +6,290 +12% +$320K
VCIT icon
20
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.4B
$3.03M 0.82% 34,584 +260 +0.8% +$22.8K
BLVD
21
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$2.78M 0.75% 277,048 – –
LONE
22
DELISTED
Lonestar Resources US Inc. Class A Common Stock
LONE
$2.74M 0.75% +638,101 New +$2.74M
VTIP icon
23
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$2.61M 0.71% 52,996 -2,133 -4% -$105K
PFLT icon
24
PennantPark Floating Rate Capital
PFLT
$1.02B
$2.59M 0.7% 183,585 +82 +0% +$1.16K
PNNT
25
Pennant Park Investment Corp
PNNT
$468M
$2.56M 0.7% 346,270 +3,715 +1% +$27.5K
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