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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$386M
AUM Growth
+$3.61M
Cap. Flow
-$18M
Cap. Flow %
-4.66%
Top 10 Hldgs %
95.92%
Holding
57
New
7
Increased
4
Reduced
8
Closed
29

Top Buys

Rank Stock Value
1
AREN icon
Arena Group
AREN
+$3.93M
2
IPX
IperionX
IPX
+$2.99M
3
INDI icon
indie Semiconductor
INDI
+$2.63M
4
ALTG icon
Alta Equipment Group
ALTG
+$2.05M
5
CDZI icon
Cadiz
CDZI
+$1.61M

Top Sells

Rank Stock Value
1
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$7.58M
2
BRIVU
B. Riley Principal 250 Merger Corp. Units
BRIVU
+$6.1M
3
DHC
Diversified Healthcare Trust
DHC
+$3.4M
4
VATE icon
INNOVATE Corp
VATE
+$3.29M
5
PPTA
Perpetua Resources
PPTA
+$2.6M

Sector Composition

Rank Sector Weight
1 Industrials 69.8%
2 Communication Services 19.14%
3 Technology 6.88%
4 Materials 2.25%
5 Healthcare 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.18B
$161M 41.73%
27,288,639
– –
ALTG icon
2
Alta Equipment Group
ALTG
$194M
$106M 27.58%
6,139,763
+139,000
+2% +$2.05M
DDI
3
DoubleDown Interactive
DDI
$573M
$38.5M 9.98%
4,024,520
+162,242
+4% +$1.4M
AREN icon
4
Arena Group
AREN
$55.2M
$25.6M 6.62%
5,581,320
+988,527
+22% +$3.93M
SNCR
5
DELISTED
Synchronoss Technologies
SNCR
$11.2M 2.91%
1,342,278
– –
TACT icon
6
Transact Technologies
TACT
$50.5M
$9.97M 2.58%
1,112,633
– –
FAZE
7
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$5.4M 1.4%
11,028,151
– –
PPTA
8
Perpetua Resources
PPTA
$2.16B
$4.51M 1.17%
1,228,908
-566,092
-32% -$2.6M
MCHX icon
9
Marchex
MCHX
$78M
$4.34M 1.12%
2,045,512
-208,454
-9% -$406K
IPX
10
IperionX
IPX
$733M
$3.2M 0.83%
+439,500
New +$2.99M
INDI icon
11
indie Semiconductor
INDI
$636M
$2.74M 0.71%
+290,986
New +$2.63M
QMCO icon
12
Quantum Corp
QMCO
$411M
$2.63M 0.68%
121,815
-29,722
-20% -$615K
LFMD icon
13
LifeMD
LFMD
$176M
$2.02M 0.52%
463,823
-458,222
-50% -$1.02M
LILM
14
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$1.93M 0.5%
1,094,804
-8,129,032
-88% -$7.58M
CDZI icon
15
Cadiz
CDZI
$251M
$1.48M 0.38%
+364,926
New +$1.61M
LSEA
16
DELISTED
Landsea Homes
LSEA
$1.35M 0.35%
+144,842
New +$1.01M
DERM icon
17
Journey Medical
DERM
$169M
$1.2M 0.31%
753,493
-21,303
-3% -$34.3K
GSM icon
18
FerroAtlántica
GSM
$590M
$954K 0.25%
+200,000
New +$920K
LEV.WS.A
19
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$602K 0.16%
1,399,006
– –
EOSEW
20
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$455K 0.12%
325,000
– –
NNAVW
21
DELISTED
NextNav Inc Warrant
NNAVW
$39.2K 0.01%
55,974
– –
CSSE
22
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$23K 0.01%
+19,423
New +$30.1K
IMBI
23
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$12.1K ﹤0.01%
91,911
– –
FAZEW
24
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$3.12K ﹤0.01%
156,001
– –
GRNAW
25
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$2.08K ﹤0.01%
156,227
-142,873
-48% -$4.42K
1
2 3

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q2 2023 Portfolio in Review

As of Q2 2023, B. Riley Financial held 57 positions worth $386M, up 0.94% from $382M the previous quarter. Its ten largest holdings account for 96% of the portfolio.

B. Riley Financial withdrew a net $18M in Q2 2023, closing 29 positions and reducing 8 holdings. Its most notable exit was B. Riley Principal 250 Merger Corp. Units, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 70% of assets, down from 71% a quarter earlier, followed by Communication Services and Technology.

Against the trend, B. Riley Financial opened a new position in IperionX worth $3.2M.

  • B. Riley Financial's largest Q2 2023 buy was IperionX: 439,500 shares worth $3.2M.
  • B. Riley Financial added most to Arena Group in Q2 2023, an estimated $3.93M increase.
  • B. Riley Financial's biggest Q2 2023 reduction was Lilium N.V. Class A Ordinary Shares, cutting an estimated $7.58M.
  • B. Riley Financial fully exited B. Riley Principal 250 Merger Corp. Units in Q2 2023, selling an estimated $6.1M.
  • B. Riley Financial's ten largest holdings make up 96% of its $386M portfolio in Q2 2023.
  • B. Riley Financial opened 7 new positions and closed 29 in Q2 2023.
  • B. Riley Financial's portfolio value rose 0.94% quarter-over-quarter to $386M.

Based on B. Riley Financial's 13F filing for Q2 2023, filed 8 Aug 2023.