We are live on ! Find out more
BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+85.51%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$276M
AUM Growth
+$130M
Cap. Flow
+$29.7M
Cap. Flow %
10.76%
Top 10 Hldgs %
93.53%
Holding
34
New
4
Increased
6
Reduced
4
Closed
11

Top Buys

Rank Stock Value
1
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$11.3M
2
SONM icon
DNA X Inc
SONM
+$8.52M
3
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
+$7.26M
4
FRG
Franchise Group, Inc.
FRG
+$7.05M
5
BW icon
Babcock & Wilcox
BW
+$5.01M

Top Sells

Rank Stock Value
1
EXTR icon
Extreme Networks
EXTR
+$4.18M
2
PBPB
Potbelly
PBPB
+$2.46M
3
LSAK icon
Lesaka Technologies
LSAK
+$2.1M
4
WTTR icon
Select Water Solutions
WTTR
+$1.76M
5
RRGB icon
Red Robin
RRGB
+$1.59M

Sector Composition

Rank Sector Weight
1 Industrials 64.51%
2 Technology 15.54%
3 Financials 7.27%
4 Consumer Discretionary 3.99%
5 Healthcare 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$99.5M 36.04%
4,547,462
+441,734
+11% +$7.05M
ALTG icon
2
Alta Equipment Group
ALTG
$194M
$45.4M 16.46%
5,848,317
– –
QMCO icon
3
Quantum Corp
QMCO
$411M
$33M 11.95%
427,381
+25,856
+6% +$2.05M
BW icon
4
Babcock & Wilcox
BW
$1.18B
$22.4M 8.11%
9,816,458
+2,904,850
+42% +$5.01M
NHLD
5
DELISTED
National Holdings Corporation
NHLD
$12.3M 4.46%
6,159,550
– –
SIC
6
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$11M 3.99%
3,145,736
+79,385
+3% +$232K
SONM icon
7
DNA X Inc
SONM
$4.63M
$9.47M 3.43%
6,566
+5,337
+434% +$8.52M
GSL icon
8
Global Ship Lease
GSL
$1.56B
$9.32M 3.38%
2,199,070
– –
BMRG.U
9
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$8.2M 2.97%
+700,000
New +$7.26M
SQQQ icon
10
ProShares UltraPro Short QQQ
SQQQ
$2.31B
$7.56M 2.74%
+1,600
New +$11.3M
RILY icon
11
BRC Group Holdings
RILY
$264M
$3.83M 1.39%
176,187
+97,305
+123% +$1.86M
SPOK icon
12
Spok Holdings
SPOK
$229M
$3.54M 1.28%
378,474
-108,715
-22% -$1.13M
BFYT
13
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$2.24M 0.81%
109,362
– –
SXC icon
14
SunCoke Energy
SXC
$794M
$2.07M 0.75%
+700,000
New +$2.24M
TURN
15
DELISTED
180 Degree Capital
TURN
$1.67M 0.6%
319,732
-85,719
-21% -$402K
ALTG.WS
16
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$1.47M 0.53%
1,399,420
– –
GIFI
17
DELISTED
Gulf Island Fabrication
GIFI
$1.33M 0.48%
433,026
– –
RNGR icon
18
Ranger Energy Services
RNGR
$354M
$782K 0.28%
265,062
-102,101
-28% -$367K
TRIT
19
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$430K 0.16%
+40,000
New +$401K
RTW
20
DELISTED
RTW Retailwinds, Inc.
RTW
$141K 0.05%
705,546
– –
HHS icon
21
Harte-Hanks
HHS
$16.4M
$111K 0.04%
36,470
-28,530
-44% -$67.4K
EXTR icon
22
Extreme Networks
EXTR
$3.8B
– –
-1,352,100
Closed -$4.18M
KVHI icon
23
KVH Industries
KVHI
$171M
– –
-12,500
Closed -$118K
LSAK icon
24
Lesaka Technologies
LSAK
$384M
– –
-722,688
Closed -$2.1M
PBPB
25
DELISTED
Potbelly
PBPB
– –
-794,750
Closed -$2.46M
1
2

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q2 2020 Portfolio in Review

As of Q2 2020, B. Riley Financial held 34 positions worth $276M, up 89% from $146M the previous quarter. Its ten largest holdings account for 94% of the portfolio.

B. Riley Financial deployed $29.7M of net new capital in Q2 2020, opening 4 new positions and adding to 6 existing holdings. Its largest new stake was ProShares UltraPro Short QQQ: 1,600 shares worth $7.56M.

By sector, the portfolio is most concentrated in Industrials at 65% of assets, up from 53% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Spok Holdings, an estimated $1.13M trimmed.

  • B. Riley Financial's largest Q2 2020 buy was ProShares UltraPro Short QQQ: 1,600 shares worth $7.56M.
  • B. Riley Financial added most to DNA X Inc in Q2 2020, an estimated $8.52M increase.
  • B. Riley Financial's biggest Q2 2020 reduction was Spok Holdings, cutting an estimated $1.13M.
  • B. Riley Financial fully exited Extreme Networks in Q2 2020, selling an estimated $4.18M.
  • B. Riley Financial's ten largest holdings make up 94% of its $276M portfolio in Q2 2020.
  • B. Riley Financial opened 4 new positions and closed 11 in Q2 2020.
  • B. Riley Financial's portfolio value rose 89% quarter-over-quarter to $276M.

Based on B. Riley Financial's 13F filing for Q2 2020, filed 13 Aug 2020.