BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+85.51%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$276M
AUM Growth
+$276M
Cap. Flow
+$30.8M
Cap. Flow %
11.17%
Top 10 Hldgs %
93.53%
Holding
35
New
4
Increased
6
Reduced
4
Closed
11

Top Buys

1
FRG
Franchise Group, Inc.
FRG
$9.67M
2
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$8.2M
3
SONM icon
Sonim Technologies
SONM
$7.69M
4
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$7.56M
5
BW icon
Babcock & Wilcox
BW
$6.62M

Top Sells

1
EXTR icon
Extreme Networks
EXTR
$4.18M
2
PBPB icon
Potbelly
PBPB
$2.46M
3
LSAK icon
Lesaka Technologies
LSAK
$2.1M
4
WTTR icon
Select Water Solutions
WTTR
$1.76M
5
RRGB icon
Red Robin
RRGB
$1.59M

Sector Composition

1 Industrials 64.51%
2 Technology 15.54%
3 Financials 7.27%
4 Consumer Discretionary 3.99%
5 Healthcare 1.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$99.5M 36.04% 4,547,462 +441,734 +11% +$9.67M
ALTG icon
2
Alta Equipment Group
ALTG
$267M
$45.4M 16.46% 5,848,317 – –
QMCO icon
3
Quantum Corp
QMCO
$99M
$33M 11.95% 8,547,611 +517,110 +6% +$2M
BW icon
4
Babcock & Wilcox
BW
$225M
$22.4M 8.11% 9,816,458 +2,904,850 +42% +$6.62M
NHLD
5
DELISTED
National Holdings Corporation
NHLD
$12.3M 4.46% 6,159,550 – –
SIC
6
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$11M 3.99% 3,145,736 +79,385 +3% +$278K
SONM icon
7
Sonim Technologies
SONM
$10.4M
$9.47M 3.43% 11,819,577 +9,606,834 +434% +$7.69M
GSL icon
8
Global Ship Lease
GSL
$1.07B
$9.32M 3.38% 2,199,070 – –
BMRG.U
9
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$8.2M 2.97% +700,000 New +$8.2M
SQQQ icon
10
ProShares UltraPro Short QQQ
SQQQ
$2.39B
$7.56M 2.74% +1,000,000 New +$7.56M
RILY icon
11
B. Riley Financial
RILY
$168M
$3.83M 1.39% 176,187 +97,305 +123% +$2.12M
SPOK icon
12
Spok Holdings
SPOK
$374M
$3.54M 1.28% 378,474 -108,715 -22% -$1.02M
BFYT
13
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$2.24M 0.81% 109,362 – –
SXC icon
14
SunCoke Energy
SXC
$654M
$2.07M 0.75% +700,000 New +$2.07M
TURN
15
180 Degree Capital
TURN
$49.8M
$1.67M 0.6% 959,195 -257,159 -21% -$447K
ALTG.WS
16
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$1.47M 0.53% 1,399,420 – –
GIFI icon
17
Gulf Island Fabrication
GIFI
$108M
$1.33M 0.48% 433,026 – –
RNGR icon
18
Ranger Energy Services
RNGR
$312M
$782K 0.28% 265,062 -102,101 -28% -$301K
TRIT
19
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$430K 0.16% +40,000 New +$430K
RTW
20
DELISTED
RTW Retailwinds, Inc.
RTW
$141K 0.05% 705,546 – –
HHS icon
21
Harte-Hanks
HHS
$26.7M
$111K 0.04% 36,470 -28,530 -44% -$86.8K
EXTR icon
22
Extreme Networks
EXTR
$2.83B
– – -1,352,100 Closed -$4.18M
KVHI icon
23
KVH Industries
KVHI
$110M
– – -12,500 Closed -$118K
LSAK icon
24
Lesaka Technologies
LSAK
$383M
– – -722,688 Closed -$2.1M
PBPB icon
25
Potbelly
PBPB
$392M
– – -794,750 Closed -$2.46M
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