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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-6.52%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$446M
AUM Growth
-$117M
Cap. Flow
+$8.48M
Cap. Flow %
1.9%
Top 10 Hldgs %
87.32%
Holding
100
New
21
Increased
10
Reduced
16
Closed
34

Top Buys

Rank Stock Value
1
LILM
Lilium N.V. Class A Ordinary Shares
LILM
+$25.5M
2
ASTS icon
AST SpaceMobile
ASTS
+$10.4M
3
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$6.92M
4
AGS
PlayAGS
AGS
+$4.74M
5
BW icon
Babcock & Wilcox
BW
+$2.74M

Top Sells

Rank Stock Value
1
GORV
Lazydays
GORV
+$19.6M
2
FRG
Franchise Group, Inc.
FRG
+$5.55M
3
INSE icon
Inspired Entertainment
INSE
+$4.87M
4
VYGG
Vy Global Growth
VYGG
+$3.61M
5
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.27M

Sector Composition

Rank Sector Weight
1 Industrials 58.95%
2 Communication Services 23.96%
3 Technology 8.9%
4 Consumer Discretionary 2.05%
5 Materials 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.18B
$157M 35.33%
27,288,639
+501,300
+2% +$2.74M
ALTG icon
2
Alta Equipment Group
ALTG
$194M
$79.2M 17.76%
6,000,763
– –
AREN icon
3
Arena Group
AREN
$55.2M
$48.7M 10.94%
4,592,793
-91,649
-2% -$1.19M
DDI
4
DoubleDown Interactive
DDI
$573M
$32.8M 7.35%
3,876,217
+51,007
+1% +$474K
FAZE
5
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$20.4M 4.58%
11,028,151
-1,094,849
-9% -$3.27M
LILM
6
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$18.4M 4.13%
+16,130,163
New +$25.5M
NN icon
7
NextNav
NN
$1.79B
$9.04M 2.03%
3,086,792
+842,546
+38% +$2.59M
ASTS icon
8
AST SpaceMobile
ASTS
$15.8B
$8.32M 1.87%
+1,725,471
New +$10.4M
SNCR
9
DELISTED
Synchronoss Technologies
SNCR
$7.47M 1.68%
1,342,278
– –
PPTA
10
Perpetua Resources
PPTA
$2.16B
$7.39M 1.66%
2,530,641
-45,870
-2% -$99.5K
TACT icon
11
Transact Technologies
TACT
$50.5M
$7.03M 1.58%
1,112,633
+110,493
+11% +$570K
BRIVU
12
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$5.98M 1.34%
600,000
– –
VATE icon
13
INNOVATE Corp
VATE
$106M
$5.3M 1.19%
283,659
-105,067
-27% -$1.11M
MCHX icon
14
Marchex
MCHX
$78M
$4.83M 1.08%
3,017,496
– –
SRNE
15
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$4.62M 1.04%
+5,216,250
New +$6.92M
AGS
16
DELISTED
PlayAGS
AGS
$4.29M 0.96%
+840,530
New +$4.74M
QMCO icon
17
Quantum Corp
QMCO
$411M
$4.17M 0.94%
191,241
-9,031
-5% -$222K
GORV
18
DELISTED
Lazydays
GORV
$3.36M 0.75%
9,384
-49,880
-84% -$19.6M
HROW icon
19
Harrow
HROW
$1.44B
$2.3M 0.52%
+155,825
New +$1.86M
LFMD icon
20
LifeMD
LFMD
$176M
$2.1M 0.47%
1,081,712
-18,999
-2% -$42.6K
NIR
21
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$2.07M 0.46%
+202,089
New +$2.05M
DERM icon
22
Journey Medical
DERM
$169M
$1.66M 0.37%
864,695
– –
CHRA
23
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$1.56M 0.35%
288,889
– –
SQNS
24
Sequans Communications SA
SQNS
$37.4M
$1.24M 0.28%
14,972
– –
LEV
25
DELISTED
The Lion Electric Company
LEV
$1.03M 0.23%
+459,502
New +$1.24M
1
2 3 4

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EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Financial held 100 positions worth $446M, down 21% from $563M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

B. Riley Financial's Q4 2022 filing shows 21 new, 10 increased, 16 reduced and 34 closed positions. Its largest new stake was Lilium N.V. Class A Ordinary Shares: 16,130,163 shares worth $18.4M. The largest sale was Lazydays, an estimated $19.6M.

By sector, the portfolio is most concentrated in Industrials at 59% of assets, up from 45% a quarter earlier, followed by Communication Services and Technology.

  • B. Riley Financial's largest Q4 2022 buy was Lilium N.V. Class A Ordinary Shares: 16,130,163 shares worth $18.4M.
  • B. Riley Financial added most to Babcock & Wilcox in Q4 2022, an estimated $2.74M increase.
  • B. Riley Financial's biggest Q4 2022 reduction was Lazydays, cutting an estimated $19.6M.
  • B. Riley Financial fully exited Franchise Group, Inc. in Q4 2022, selling an estimated $5.55M.
  • B. Riley Financial's ten largest holdings make up 87% of its $446M portfolio in Q4 2022.
  • B. Riley Financial opened 21 new positions and closed 34 in Q4 2022.
  • B. Riley Financial's portfolio value fell 21% quarter-over-quarter to $446M.

Based on B. Riley Financial's 13F filing for Q4 2022, filed 7 Feb 2023.