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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+7.49%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$889M
AUM Growth
+$98.5M
Cap. Flow
+$65M
Cap. Flow %
7.32%
Top 10 Hldgs %
83.81%
Holding
61
New
21
Increased
4
Reduced
14
Closed
12

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$163M
2
TZA icon
Direxion Daily Small Cap Bear 3x ETF
TZA
+$35.3M
3
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$33.9M
4
DDI
DoubleDown Interactive
DDI
+$30.5M
5
GORV
Lazydays
GORV
+$9.22M

Top Sells

Rank Stock Value
1
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
+$46.8M
2
FRG
Franchise Group, Inc.
FRG
+$29.7M
3
TLS icon
Telos
TLS
+$25.6M
4
RILY icon
BRC Group Holdings
RILY
+$18.8M
5
BW icon
Babcock & Wilcox
BW
+$18M

Sector Composition

Rank Sector Weight
1 Industrials 50.76%
2 Communication Services 7.47%
3 Technology 6.78%
4 Consumer Discretionary 4.33%
5 Materials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.18B
$226M 25.42%
25,045,673
-2,245,764
-8% -$18M
IWM icon
2
iShares Russell 2000 ETF
IWM
$79.1B
$160M 18.02%
+720,000
New +$163M
ALTG icon
3
Alta Equipment Group
ALTG
$194M
$74.5M 8.38%
5,087,263
-1,170,466
-19% -$17.2M
DDI
4
DoubleDown Interactive
DDI
$573M
$58.7M 6.6%
3,784,036
+1,881,712
+99% +$30.5M
GSL icon
5
Global Ship Lease
GSL
$1.56B
$53M 5.96%
2,312,133
-274,409
-11% -$6.26M
EOSE icon
6
Eos Energy Enterprises
EOSE
$1.14B
$40.4M 4.54%
5,369,778
-808,472
-13% -$8.21M
FRG
7
DELISTED
Franchise Group, Inc.
FRG
$39.5M 4.45%
757,775
-661,519
-47% -$29.7M
TZA icon
8
Direxion Daily Small Cap Bear 3x ETF
TZA
$257M
$35M 3.94%
+129,492
New +$35.3M
SQQQ icon
9
ProShares UltraPro Short QQQ
SQQQ
$2.31B
$29.7M 3.34%
+40,000
New +$33.9M
SNCR
10
DELISTED
Synchronoss Technologies
SNCR
$28.2M 3.17%
1,282,051
-254,231
-17% -$5.79M
QMCO icon
11
Quantum Corp
QMCO
$411M
$27.2M 3.06%
245,993
-134,388
-35% -$15.3M
PPTA
12
Perpetua Resources
PPTA
$2.16B
$15.5M 1.75%
2,734,122
-952,838
-26% -$4.62M
TTSH
13
DELISTED
Tile Shop Holdings
TTSH
$15.5M 1.75%
2,179,018
-1,564,558
-42% -$12.1M
GORV
14
DELISTED
Lazydays
GORV
$15.1M 1.69%
23,293
+14,715
+172% +$9.22M
VATE icon
15
INNOVATE Corp
VATE
$106M
$10.1M 1.13%
272,394
+70,169
+35% +$2.79M
MCHX icon
16
Marchex
MCHX
$78M
$7.37M 0.83%
2,971,911
+579,732
+24% +$1.68M
INSE icon
17
Inspired Entertainment
INSE
$183M
$7.36M 0.83%
567,772
-252,228
-31% -$3.33M
BRIVU
18
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$5.93M 0.67%
600,000
– –
BRPMU
19
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$5.52M 0.62%
520,000
– –
XELA
20
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$5.16M 0.58%
+1,470
New +$8.63M
DERM icon
21
Journey Medical
DERM
$169M
$4.65M 0.52%
+864,695
New +$6.26M
LFMD icon
22
LifeMD
LFMD
$176M
$4.42M 0.5%
1,141,101
-305,865
-21% -$1.45M
GPGI
23
GPGI Inc
GPGI
$3.87B
$2.7M 0.3%
+395,486
New +$3.3M
AGAC
24
DELISTED
African Gold Acquisition Corp
AGAC
– –
0
– –
MMAT
25
DELISTED
Meta Materials Inc. Common Stock
MMAT
$2.05M 0.23%
+8,333
New +$3.44M
1
2 3

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TCMP
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FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
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FIM
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EGP
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AWM
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AWMG
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B. Riley Financial's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Financial held 61 positions worth $889M, up 12% from $790M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

B. Riley Financial deployed $65M of net new capital in Q4 2021, opening 21 new positions and adding to 4 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 720,000 shares worth $160M.

By sector, the portfolio is most concentrated in Industrials at 51% of assets, down from 59% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $29.7M trimmed.

  • B. Riley Financial's largest Q4 2021 buy was iShares Russell 2000 ETF: 720,000 shares worth $160M.
  • B. Riley Financial added most to DoubleDown Interactive in Q4 2021, an estimated $30.5M increase.
  • B. Riley Financial's biggest Q4 2021 reduction was Franchise Group, Inc., cutting an estimated $29.7M.
  • B. Riley Financial fully exited Select Interior Concepts, Inc. Class A Common Stock in Q4 2021, selling an estimated $46.8M.
  • B. Riley Financial's ten largest holdings make up 84% of its $889M portfolio in Q4 2021.
  • B. Riley Financial opened 21 new positions and closed 12 in Q4 2021.
  • B. Riley Financial's portfolio value rose 12% quarter-over-quarter to $889M.

Based on B. Riley Financial's 13F filing for Q4 2021, filed 10 Feb 2022.