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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-54.03%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$146M
AUM Growth
-$252M
Cap. Flow
-$78.3M
Cap. Flow %
-53.5%
Top 10 Hldgs %
87.13%
Holding
52
New
13
Increased
5
Reduced
4
Closed
21

Top Buys

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$49.9M
2
QMCO icon
Quantum Corp
QMCO
+$36.1M
3
EXTR icon
Extreme Networks
EXTR
+$7.5M
4
SPOK icon
Spok Holdings
SPOK
+$5.23M
5
RRGB icon
Red Robin
RRGB
+$4.87M

Top Sells

Rank Stock Value
1
VATE icon
INNOVATE Corp
VATE
+$9.03M
2
BFYT
Benefytt Technologies, Inc. Class A Common Stock
BFYT
+$6.37M
3
BRPM.U
B. Riley Principal Merger Corp.
BRPM.U
+$4.63M
4
ECC
Eagle Point Credit Company
ECC
+$3.07M
5
TUES
Tuesday Morning Corp
TUES
+$1.65M

Sector Composition

Rank Sector Weight
1 Industrials 53.31%
2 Technology 21.64%
3 Financials 10.37%
4 Consumer Discretionary 7.58%
5 Healthcare 3.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRG
1
DELISTED
Franchise Group, Inc.
FRG
$35.8M 24.48%
4,105,728
– –
ALTG icon
2
Alta Equipment Group
ALTG
$194M
$25M 17.07%
5,848,317
+5,823,317
+23,293% +$49.9M
QMCO icon
3
Quantum Corp
QMCO
$411M
$23.7M 16.2%
+401,525
New +$36.1M
NHLD
4
DELISTED
National Holdings Corporation
NHLD
$9.61M 6.57%
6,159,550
– –
GSL icon
5
Global Ship Lease
GSL
$1.56B
$8.14M 5.56%
2,199,070
+109,844
+5% +$712K
BW icon
6
Babcock & Wilcox
BW
$1.18B
$7.05M 4.82%
6,911,608
– –
SIC
7
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$6.35M 4.34%
3,066,351
– –
SPOK icon
8
Spok Holdings
SPOK
$229M
$5.21M 3.56%
+487,189
New +$5.23M
EXTR icon
9
Extreme Networks
EXTR
$3.8B
$4.18M 2.86%
+1,352,100
New +$7.5M
PBPB
10
DELISTED
Potbelly
PBPB
$2.46M 1.68%
794,750
+344,750
+77% +$1.43M
BFYT
11
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$2.45M 1.67%
109,362
-268,246
-71% -$6.37M
LSAK icon
12
Lesaka Technologies
LSAK
$384M
$2.1M 1.44%
722,688
+584,703
+424% +$2.16M
WTTR icon
13
Select Water Solutions
WTTR
$2.22B
$1.76M 1.21%
+546,177
New +$3.47M
TURN
14
DELISTED
180 Degree Capital
TURN
$1.65M 1.13%
405,451
-54,521
-12% -$319K
RRGB icon
15
Red Robin
RRGB
$139M
$1.59M 1.09%
+186,447
New +$4.87M
SONM icon
16
DNA X Inc
SONM
$4.63M
$1.55M 1.06%
1,229
– –
RNGR icon
17
Ranger Energy Services
RNGR
$354M
$1.49M 1.02%
367,163
-122,948
-25% -$754K
RILY icon
18
BRC Group Holdings
RILY
$264M
$1.45M 0.99%
+78,882
New +$1.86M
GIFI
19
DELISTED
Gulf Island Fabrication
GIFI
$1.3M 0.89%
+433,026
New +$1.96M
ALTG.WS
20
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$1.09M 0.75%
+1,399,420
New +$1.62M
LOV
21
DELISTED
Spark Networks SE American Depositary Shares
LOV
$699K 0.48%
+270,740
New +$1.26M
IVAC
22
DELISTED
Intevac Inc
IVAC
$615K 0.42%
+150,367
New +$901K
TS icon
23
Tenaris
TS
$28.2B
$180K 0.12%
+14,921
New +$274K
RTW
24
DELISTED
RTW Retailwinds, Inc.
RTW
$148K 0.1%
705,546
-23,906
-3% -$9.76K
RNWK
25
DELISTED
RealNetworks Inc
RNWK
$136K 0.09%
185,895
+35,895
+24% +$40K
1
2

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TCMP
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FC
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HFF
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FIM
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EGP
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AWM
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AWMG
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B. Riley Financial's Q1 2020 Portfolio in Review

As of Q1 2020, B. Riley Financial held 52 positions worth $146M, down 63% from $398M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

B. Riley Financial withdrew a net $78.3M in Q1 2020, closing 21 positions and reducing 4 holdings. Its most notable exit was INNOVATE Corp, an estimated $9.03M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 53% of assets, up from 37% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Financial opened a new position in Quantum Corp worth $23.7M.

  • B. Riley Financial's largest Q1 2020 buy was Quantum Corp: 401,525 shares worth $23.7M.
  • B. Riley Financial added most to Alta Equipment Group in Q1 2020, an estimated $49.9M increase.
  • B. Riley Financial's biggest Q1 2020 reduction was Benefytt Technologies, Inc. Class A Common Stock, cutting an estimated $6.37M.
  • B. Riley Financial fully exited INNOVATE Corp in Q1 2020, selling an estimated $9.03M.
  • B. Riley Financial's ten largest holdings make up 87% of its $146M portfolio in Q1 2020.
  • B. Riley Financial opened 13 new positions and closed 21 in Q1 2020.
  • B. Riley Financial's portfolio value fell 63% quarter-over-quarter to $146M.

Based on B. Riley Financial's 13F filing for Q1 2020, filed 14 May 2020.