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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+62.12%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$898M
AUM Growth
+$281M
Cap. Flow
+$89.3M
Cap. Flow %
9.95%
Top 10 Hldgs %
91.5%
Holding
42
New
17
Increased
2
Reduced
6
Closed
8

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$68.8M
2
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$7.58M
3
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
+$5.52M
4
AGAC
African Gold Acquisition Corp
AGAC
+$5.37M
5
MCHX icon
Marchex
MCHX
+$4.53M

Top Sells

Rank Stock Value
1
FRG
Franchise Group, Inc.
FRG
+$31.5M
2
NHLD
National Holdings Corporation
NHLD
+$18.7M
3
DBDRU
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
+$6.76M
4
GPGI
GPGI Inc
GPGI
+$6.57M
5
LSEA
Landsea Homes
LSEA
+$1.41M

Sector Composition

Rank Sector Weight
1 Industrials 69.72%
2 Technology 8.88%
3 Financials 2.78%
4 Consumer Discretionary 2.6%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$1.41B
$258M 28.78%
27,291,437
+10,720,785
+65% +$68.8M
FRG
2
DELISTED
Franchise Group, Inc.
FRG
$132M 14.71%
3,658,103
-889,359
-20% -$31.5M
EOSE icon
3
Eos Energy Enterprises
EOSE
$1.31B
$129M 14.34%
6,531,279
– –
ALTG icon
4
Alta Equipment Group
ALTG
$197M
$76M 8.46%
5,848,317
– –
QMCO icon
5
Quantum Corp
QMCO
$443M
$71.2M 7.93%
427,381
– –
SQQQ icon
6
ProShares UltraPro Short QQQ
SQQQ
$2.08B
$50.9M 5.67%
31,034
+3,197
+11% +$5.52M
GSL icon
7
Global Ship Lease
GSL
$1.6B
$30.9M 3.44%
2,189,824
-6,400
-0.3% -$90.7K
SPY icon
8
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$27.7M 3.09%
+70,000
New +$27M
SIC
9
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$23.4M 2.6%
3,248,000
– –
QQQ icon
10
PUT
Invesco QQQ Trust
QQQ
$450B
$22.3M 2.49%
+70,000
New +$22.4M
RILY icon
11
BRC Group Holdings
RILY
$282M
$17.9M 2%
317,915
– –
IWM icon
12
PUT
iShares Russell 2000 ETF
IWM
$80.2B
$15.5M 1.72%
+70,000
New +$15.3M
SONM icon
13
DNA X Inc
SONM
$4.84M
$8.56M 0.95%
5,800
-766
-12% -$1.35M
AGAC.U
14
DELISTED
African Gold Acquisition Corp Units
AGAC.U
$7.51M 0.84%
+760,619
New +$7.58M
AGAC
15
DELISTED
African Gold Acquisition Corp
AGAC
$5.37M 0.6%
+561,112
New +$5.37M
ALTG.WS
16
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$4.9M 0.55%
1,399,420
– –
MCHX icon
17
Marchex
MCHX
$78M
$4.36M 0.49%
+1,551,550
New +$4.53M
EOSEW
18
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$3.15M 0.35%
350,000
– –
KVHI icon
19
KVH Industries
KVHI
$181M
$2.55M 0.28%
+201,015
New +$2.67M
APGB.U
20
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$1.99M 0.22%
+199,598
New +$2.05M
SPH icon
21
Suburban Propane Partners
SPH
$1.23B
$934K 0.1%
+63,000
New +$953K
SAII
22
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$856K 0.1%
+84,988
New +$903K
TURN
23
DELISTED
180 Degree Capital
TURN
$758K 0.08%
102,455
-129,765
-56% -$903K
DCP
24
DELISTED
DCP Midstream, LP
DCP
$590K 0.07%
+27,252
New +$600K
AGAC.WS
25
DELISTED
African Gold Acquisition Corp Warrants
AGAC.WS
$263K 0.03%
+548,018
New +$288K
1
2

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Financial held 42 positions worth $898M, up 46% from $617M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

B. Riley Financial deployed $89.3M of net new capital in Q1 2021, opening 17 new positions and adding to 2 existing holdings. Its largest new stake was African Gold Acquisition Corp Units: 760,619 shares worth $7.51M.

By sector, the portfolio is most concentrated in Industrials at 70% of assets, up from 69% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Franchise Group, Inc., an estimated $31.5M trimmed.

  • B. Riley Financial's largest Q1 2021 buy was African Gold Acquisition Corp Units: 760,619 shares worth $7.51M.
  • B. Riley Financial added most to Babcock & Wilcox in Q1 2021, an estimated $68.8M increase.
  • B. Riley Financial's biggest Q1 2021 reduction was Franchise Group, Inc., cutting an estimated $31.5M.
  • B. Riley Financial fully exited National Holdings Corporation in Q1 2021, selling an estimated $18.7M.
  • B. Riley Financial's ten largest holdings make up 91% of its $898M portfolio in Q1 2021.
  • B. Riley Financial opened 17 new positions and closed 8 in Q1 2021.
  • B. Riley Financial's portfolio value rose 46% quarter-over-quarter to $898M.

Based on B. Riley Financial's 13F filing for Q1 2021, filed 13 May 2021.