BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+57.56%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$833M
AUM Growth
+$833M
Cap. Flow
+$58.4M
Cap. Flow %
7.02%
Top 10 Hldgs %
95.87%
Holding
43
New
14
Increased
2
Reduced
6
Closed
7

Top Buys

1
BW icon
Babcock & Wilcox
BW
$102M
2
AGAC.U
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$7.52M
3
AGAC
African Gold Acquisition Corporation
AGAC
$5.37M
4
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$5.24M
5
MCHX icon
Marchex
MCHX
$4.36M

Top Sells

1
FRG
Franchise Group, Inc.
FRG
$32.1M
2
NHLD
National Holdings Corporation
NHLD
$18.7M
3
DBDRU
Roman DBDR Tech Acquisition Corp. Unit
DBDRU
$6.76M
4
CMPO icon
CompoSecure
CMPO
$6.57M
5
TURN
180 Degree Capital
TURN
$4.4M

Sector Composition

1 Industrials 75.21%
2 Technology 9.58%
3 Financials 3%
4 Consumer Discretionary 2.81%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BW icon
1
Babcock & Wilcox
BW
$225M
$258M 28.78% 27,291,437 +10,720,785 +65% +$102M
FRG
2
DELISTED
Franchise Group, Inc.
FRG
$132M 14.71% 3,658,103 -889,359 -20% -$32.1M
EOSE icon
3
Eos Energy Enterprises
EOSE
$1.79B
$129M 14.34% 6,531,279 – –
ALTG icon
4
Alta Equipment Group
ALTG
$267M
$76M 8.46% 5,848,317 – –
QMCO icon
5
Quantum Corp
QMCO
$99M
$71.2M 7.93% 8,547,611 – –
SQQQ icon
6
ProShares UltraPro Short QQQ
SQQQ
$2.39B
$50.9M 5.67% 3,879,300 +399,670 +11% +$5.24M
GSL icon
7
Global Ship Lease
GSL
$1.07B
$30.9M 3.44% 2,189,824 -6,400 -0.3% -$90.2K
SIC
8
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$23.4M 2.6% 3,248,000 – –
RILY icon
9
B. Riley Financial
RILY
$168M
$17.9M 2% 317,915 – –
SONM icon
10
Sonim Technologies
SONM
$10.4M
$8.56M 0.95% 10,439,577 -1,380,000 -12% -$1.13M
AGAC.U
11
DELISTED
African Gold Acquisition Corporation Units, each consisting of one Class A ordinary share and three-quarters of one redeemable warrant
AGAC.U
$7.52M 0.84% +760,619 New +$7.52M
AGAC
12
DELISTED
African Gold Acquisition Corporation
AGAC
$5.37M 0.6% +561,112 New +$5.37M
ALTG.WS
13
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$4.9M 0.55% 1,399,420 – –
MCHX icon
14
Marchex
MCHX
$86.6M
$4.36M 0.49% +1,551,550 New +$4.36M
EOSEW icon
15
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.81M
$3.15M 0.35% 350,000 – –
KVHI icon
16
KVH Industries
KVHI
$110M
$2.55M 0.28% +201,015 New +$2.55M
APGB.U
17
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$1.99M 0.22% +199,598 New +$1.99M
SPH icon
18
Suburban Propane Partners
SPH
$1.23B
$934K 0.1% +63,000 New +$934K
SAII
19
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
$856K 0.1% +84,988 New +$856K
TURN
20
180 Degree Capital
TURN
$49.8M
$758K 0.08% 102,455 -594,204 -85% -$4.4M
DCP
21
DELISTED
DCP Midstream, LP
DCP
$590K 0.07% +27,252 New +$590K
AGAC.WS
22
DELISTED
African Gold Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AGAC.WS
$263K 0.03% +548,018 New +$263K
RTPYU
23
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
$249K 0.03% +24,834 New +$249K
CMPOW icon
24
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$193K 0.02% 254,539 -383,811 -60% -$291K
LSEA
25
DELISTED
Landsea Homes
LSEA
$180K 0.02% 18,815 -150,311 -89% -$1.44M
1
2