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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
-$11.9M
Cap. Flow %
-7.94%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Technology 10.76%
2 Financials 9.78%
3 Consumer Discretionary 8.05%
4 Industrials 6.43%
5 Utilities 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEM
1
DELISTED
KEMET Corporation
KEM
$10.2M 6.82%
1,540,583
-302,910
-16% -$1.45M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$436B
$9.48M 6.33%
80,000
-20,000
-20% -$2.36M
VV icon
3
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$7.4M 4.94%
72,269
+4,404
+6% +$441K
MINT icon
4
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$6.17M 4.12%
60,911
+11,490
+23% +$1.16M
SUNS
5
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.68M 3.12%
284,706
+2,383
+0.8% +$38.6K
ELNK
6
DELISTED
EarthLink Holdings Corp.
ELNK
$4.12M 2.75%
+730,565
New +$4.16M
VCSH icon
7
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.31M 2.21%
41,645
-978
-2% -$78K
VO icon
8
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.17M 2.12%
96,436
+3,496
+4% +$113K
VATE icon
9
INNOVATE Corp
VATE
$106M
$3.02M 2.01%
50,839
-5,597
-10% -$277K
CDZI icon
10
Cadiz
CDZI
$251M
$2.98M 1.99%
+238,135
New +$2.14M
IWR icon
11
iShares Russell Mid-Cap ETF
IWR
$55.9B
$2.78M 1.85%
62,108
+1,876
+3% +$82K
BWEN icon
12
Broadwind
BWEN
$81.7M
$2.71M 1.81%
670,657
+54,226
+9% +$230K
PNNT
13
Pennant Park Investment Corp
PNNT
$220M
$2.71M 1.81%
353,155
+34,873
+11% +$265K
GTYH
14
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$2.69M 1.79%
+249,999
New +$2.64M
VTIP icon
15
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.64M 1.76%
53,690
+1,735
+3% +$85.7K
VCIT icon
16
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$2.6M 1.73%
30,290
+3,626
+14% +$316K
TNAV
17
DELISTED
Telenav Inc.
TNAV
$2.58M 1.72%
366,187
-181,110
-33% -$1.11M
PFLT icon
18
PennantPark Floating Rate Capital
PFLT
$698M
$2.54M 1.69%
179,970
+650
+0.4% +$8.78K
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$10.2B
$2.49M 1.66%
49,058
+44,252
+921% +$2.24M
BLVD
20
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$2.49M 1.66%
251,548
+230,527
+1,097% +$2.27M
MSFT icon
21
Microsoft
MSFT
$2.9T
$2.27M 1.52%
36,611
– –
HPQ icon
22
HP
HPQ
$26B
$2.15M 1.43%
144,548
-2,713
-2% -$41.1K
FG
23
DELISTED
FGL Holdings Ordinary Shares
FG
$2.13M 1.42%
214,168
+163,348
+321% +$1.61M
VWO icon
24
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.8M 1.2%
50,439
+9,063
+22% +$332K
VTI icon
25
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$1.8M 1.2%
15,592
+217
+1% +$24.4K
1
2 3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial withdrew a net $11.9M in Q4 2016, closing 22 positions and reducing 44 holdings. Its most notable exit was Westport Fuel Systems, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, B. Riley Financial opened a new position in EarthLink Holdings Corp. worth $4.12M.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.