BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+7.58%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$139M
AUM Growth
+$139M
Cap. Flow
+$12.8M
Cap. Flow %
9.18%
Top 10 Hldgs %
34.34%
Holding
167
New
23
Increased
49
Reduced
44
Closed
20

Top Buys

1
ELNK
EarthLink Holdings Corp.
ELNK
$4.12M
2
CDZI icon
Cadiz
CDZI
$2.98M
3
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
$2.69M
4
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$2.28M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$2.25M

Top Sells

1
AAPC
Atlantic Alliance Partnership Corp
AAPC
$3.14M
2
KEM
KEMET Corporation
KEM
$2.01M
3
WPRT
Westport Fuel Systems
WPRT
$1.37M
4
TNAV
Telenav Inc.
TNAV
$1.28M
5
PRGX
PRGX Global, Inc.
PRGX
$504K

Sector Composition

1 Technology 11.58%
2 Financials 10.52%
3 Consumer Discretionary 8.65%
4 Industrials 6.91%
5 Utilities 2.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KEM
1
DELISTED
KEMET Corporation
KEM
$10.2M 6.82% 1,540,583 -302,910 -16% -$2.01M
VV icon
2
Vanguard Large-Cap ETF
VV
$44.5B
$7.4M 4.94% 72,269 +4,404 +6% +$451K
MINT icon
3
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$6.17M 4.12% 60,911 +11,490 +23% +$1.16M
SUNS
4
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.68M 3.12% 284,706 +2,383 +0.8% +$39.2K
ELNK
5
DELISTED
EarthLink Holdings Corp.
ELNK
$4.12M 2.75% +730,565 New +$4.12M
VCSH icon
6
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$3.31M 2.21% 41,645 -978 -2% -$77.6K
VO icon
7
Vanguard Mid-Cap ETF
VO
$87.5B
$3.17M 2.12% 24,109 +874 +4% +$115K
VATE icon
8
INNOVATE Corp
VATE
$72.1M
$3.02M 2.01% 508,387 -55,972 -10% -$332K
CDZI icon
9
Cadiz
CDZI
$294M
$2.98M 1.99% +238,135 New +$2.98M
IWR icon
10
iShares Russell Mid-Cap ETF
IWR
$44.4B
$2.78M 1.85% 15,527 +469 +3% +$83.9K
BWEN icon
11
Broadwind
BWEN
$48.4M
$2.71M 1.81% 670,657 +54,226 +9% +$219K
PNNT
12
Pennant Park Investment Corp
PNNT
$468M
$2.71M 1.81% 353,155 +34,873 +11% +$267K
GTYH
13
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$2.69M 1.79% +249,999 New +$2.69M
VTIP icon
14
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$2.64M 1.76% 53,690 +1,735 +3% +$85.3K
VCIT icon
15
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$54.4B
$2.6M 1.73% 30,290 +3,626 +14% +$311K
TNAV
16
DELISTED
Telenav Inc.
TNAV
$2.58M 1.72% 366,187 -181,110 -33% -$1.28M
PFLT icon
17
PennantPark Floating Rate Capital
PFLT
$1.02B
$2.54M 1.69% 179,970 +650 +0.4% +$9.17K
FLOT icon
18
iShares Floating Rate Bond ETF
FLOT
$9.15B
$2.49M 1.66% 49,058 +44,252 +921% +$2.25M
BLVD
19
DELISTED
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$2.49M 1.66% 251,548 +230,527 +1,097% +$2.28M
MSFT icon
20
Microsoft
MSFT
$3.77T
$2.28M 1.52% 36,611 – –
HPQ icon
21
HP
HPQ
$26.7B
$2.15M 1.43% 144,548 -2,713 -2% -$40.3K
FG
22
DELISTED
FGL Holdings Ordinary Shares
FG
$2.13M 1.42% 214,168 +163,348 +321% +$1.62M
VWO icon
23
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$1.81M 1.2% 50,439 +9,063 +22% +$324K
VTI icon
24
Vanguard Total Stock Market ETF
VTI
$526B
$1.8M 1.2% 15,592 +217 +1% +$25K
DSL
25
DoubleLine Income Solutions Fund
DSL
$1.42B
$1.66M 1.11% 87,321 +800 +0.9% +$15.2K
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